DFX Intelligence

J••••• T• H••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)30 years in industry

J••••• T• H••••••• C••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Rockville, MD | Traddord, PA

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Search this name across graphsid dfx:ria:9086bc6a-923d-f9ba-60e4-d3cb9057f6f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 2, 2013	n/a	yes	Rockville, MD\|Traddord, PA	Current employment
S•• F•••••••• I••	Former SEC adviser	Feb 4, 2005	Sep 25, 2013	no	ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• F•••••••• I••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Sep 25, 2013	Oct 2, 2013	7	Firm change	Other
E•••••••• A•••••••• L••	S•• F•••••••• I••	Jan 18, 2005	Feb 4, 2005

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 2, 2013 to presentfactForm ADV
→ S•• F•••••••• I••Registered adviserregistration: previous registration
Feb 4, 2005 to Sep 25, 2013factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2001 to Jan 18, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9086bc6a-923d-f9ba-60e4-d3cb9057f6f9
First observed: Jun 6, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.