DFX Intelligence

S•• F•••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

S•• F•••••••• I••

CRD 104618

ROCKVILLE, MD

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Search this name across graphsid dfx:ria:e3fa659b-f3e4-6894-c7c4-41e69f00773a

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 20
On other graphs: 0
Observed: Nov 29, 2011 to Mar 28, 2025
59 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $1.4Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• D•••••• A••••••	GENERAL COUNSEL AND CCO	Na	yes	10/2015	Oct 29, 2015	Oct 29, 2024
S••••• E•••••• G•••••••	Ceo	E	yes	07/1989	Nov 29, 2011	Oct 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••• • M•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
S•• I••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	16	-16	n/a	0	0	0	0	16

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.4B	$1.2B	20.1%	$1.1B	6.7%	33	27	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••••••• C•••••• L••	15	Nov 11, 2025	Nov 6, 2025	ROCKVILLE, MD	Firm absorbed	RIA to RIA	93.8%

Relationships

Registered with (28)

← E••••• G••••••• S••••Advisorregistration: previous registration
Feb 21, 1991 to Nov 26, 2025factForm ADV
← PAMELA LYNETTE MUDDAdvisorregistration: previous registration
Feb 27, 2004 to Nov 11, 2025factForm ADV
← MATTHEW E••••• GILCHRISTAdvisorregistration: previous registration
Oct 28, 2010 to Nov 11, 2025factForm ADV
← ELISE MICHELE WEINSTEIN

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 26, 2025
Advisor changed firm
Edward Geoffrey Sella left S•• F•••••••• I•• for A•••••••• C•••••• L•• (registered 2025-10-31)
Form ADVobserved 7 days ago
Occurred
Nov 11, 2025
Firm absorbed
S•• F•••••••• I••'s advisors moved to A•••••••• C•••••• L•• (Rockville, MD): 15 of 16 registered, on the same day
Form ADVobserved 7 days ago
15 advisors
Occurred
Nov 11, 2025
Advisor changed firm
Jason Jeffrey Davis left S•• F•••••••• I•• for A•••••••• C•••••• L•• (registered 2025-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3fa659b-f3e4-6894-c7c4-41e69f00773a
First observed: Nov 29, 2011
Last observed: Mar 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.