DFX Intelligence

D••• J•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

D••• J•••• H••••••

Advisor at E•••••• F•••••••• E••••••

Madison, WI

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Search this name across graphsid dfx:ria:908912d9-956b-44a4-b34b-37e9e46291e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Jul 1, 2016	n/a	yes	Madison, WI	Current employment
F•••••••• E•••••• A•••••• C•••••• L••	Former SEC adviser	Jul 1, 2016	Dec 1, 2016	no	MADISON, WI\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Dec 1, 2016	Jul 1, 2016	-153	Bulk transfer	Other
T•• M••••• F••• S••••	T•• M••••• F••• S••••	Jul 7, 2016	Mar 28, 2012

Relationships

Registered with (4)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Jul 1, 2016 to presentfactForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Jul 1, 2016 to Dec 1, 2016factForm ADV
→ T•• M••••• F••• S••••Registered adviserregistration: previous registration
Jul 13, 2009 to Jul 7, 2016factForm ADV
→ A••••• I••••••••• S•••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:908912d9-956b-44a4-b34b-37e9e46291e9
First observed: Mar 2, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.