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C•••• D•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

C•••• D•••••• H••••

Advisor at P•••••• W••••• A•••••••• I•••

Lincoln, NE

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Search this name across graphsid dfx:ria:908abd0d-1f29-6a32-0171-c980618a6bfc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jul 31, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••• D•••••• H••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• A•••••••• I•••	Independent wealth	Jan 2, 2026	n/a	yes	Lincoln, NE	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 18, 2003	Oct 23, 2012	no	LINCOLN, NE

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•••••• W••••• A•••••••• I•••	Oct 23, 2012	Jan 2, 2026	4,819	Firm change after gap	Wirehouse to RIA
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Sep 25, 2003

Relationships

Registered with (3)

→ P•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 18, 2003 to Oct 23, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 31, 1997 to Sep 25, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:908abd0d-1f29-6a32-0171-c980618a6bfc
First observed: Jul 31, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.