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D••• S••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

D••• S••••• C•••••• L••

CRD 288675

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:9096381f-d97f-36ab-57ba-99cccbd37f61

Data as of Dec 2, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 6
On other graphs: 2
Observed: Jun 29, 2017 to Dec 2, 2022
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D••• S••••• C•••••• L••

Private equity manager · shared crd

Venture Capitalidentity

D••• S••••• C•••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $155MItem 5.F on the latest filing (2022-12-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $155M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••• S••••• S••••• L•	Private Equity Fund	$113M	Jul 6, 2021	39	Jun 29, 2021	dropped	021-343312
D••• S••••• C••••••••• L•	Private Equity Fund	$86.7M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A•••• D•••	MANAGING MEMBER	E	yes	03/2011	Jun 29, 2017	Dec 2, 2022
B•••• J•••• E••••	MANAGING MEMBER	D	yes	10/2016	Jun 29, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••• I••••••••• P•••••••• L••	n/a	Asset manager	$1.2B	N	yes	n/a
D••• S••••• C••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$155M	n/a	n/a	n/a	n/a	9	n/a	0	n/a

Relationships

Affiliated with (2)

← F•••••• I••••••••• P•••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ F•••••• I••••••••• P•••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (4)

→ D••• S••••• P••• L•Private fundPrivate Equity Fund, IA
Jun 29, 2021 to presentfactForm ADV
→

Dated events

Occurred
Dec 2, 2022
Control person left
Joseph Bernard Frize (Chief Compliance Officer) no longer on Schedule A of D••• S••••• C•••••• L•• (listed 2022-03-30, absent 2022-12-02)
Form ADVobserved 7 days ago
Occurred
Dec 2, 2022
Control person joined
Ann Lisa Walker (Chief Compliance Officer) appeared on Schedule A of D••• S••••• C•••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
D••• S••••• C•••••• L•• reported RAUM $154.5M, down 42% from $265.7M (2021-07-06 to 2022-03-30)
Form ADVobserved 7 days ago
$-111M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9096381f-d97f-36ab-57ba-99cccbd37f61
First observed: Jun 29, 2017
Last observed: Dec 2, 2022 46 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.