DFX Intelligence

F•••••• I••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

F•••••• I••••••••• P•••••••

F•••••• I••••••••• P•••••••, LLC, CRD 310944

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:0f563344-2bff-0b9b-d41b-88571cd94122

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 4
On other graphs: 2
Observed: Jun 29, 2021 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•••••• I••••••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

F•••••• I••••••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••• I••••••••• P••••••• 2••• F•••• L•	Private Equity Fund	$430M	Jul 31, 2024	224	Mar 30, 2022	reported	021-398993
F•••••• I••••••••• P••••••• 2••• F•••• L•	Private Equity Fund	$226M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• F••••• L•••••• P•••••••••	Member	D	yes	01/2020	Mar 30, 2023	Jul 31, 2024
B•••• J•••• E••••	Manager	C	yes	01/2020	Jun 29, 2021	Jul 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••• S••••• C•••••• L••	n/a	Former SEC adviser	$155M	N	yes	n/a
F•••••• A• G•• L••	n/a	n/a	n/a	Y	yes	n/a
F•••••• G•• G•• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	16.8%	$546M	29.9%	17	17	0	0

Relationships

Affiliated with (2)

→ D••• S••••• C•••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← D••• S••••• C•••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (10)

→ F•••••• I••••••••• P••••••• 2••• F•••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$206M
Occurred
Mar 27, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$273M
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$194M
Occurred
Jun 29, 2021
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f563344-2bff-0b9b-d41b-88571cd94122
First observed: Jun 29, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (12)

← H••••• G•••••• B•••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 29, 2021 to Jul 31, 2024factForm ADV
← O•••••• J•••• L•••••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 29, 2021 to Jul 31, 2024factForm ADV
← B•••• J•••• E••••OwnerCHAIRMAN AND MANAGING PARTNER, ownership code NA, individual
Jun 29, 2021 to Jul 31, 2024factForm ADV
← Z••••••• A••••••• M••••••OwnerGENERAL COUNSEL, ownership code NA, individual
Jun 29, 2021 to Jul 31, 2024factForm ADV
← M••••••• D•••••• J•••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 29, 2021 to Jul 31, 2024factForm ADV
← L••••••• S••••••• M•••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 29, 2021 to Jul 31, 2024factForm ADV
← A••••• F••••• L•••••• P•••••••••OwnerMEMBER, ownership code D, domestic entity
Mar 30, 2023 to Jul 31, 2024factForm ADV
← E•• F••••••• L••OwnerMEMBER OF F•••••• I••••••••• P•••••••, LLC, ownership code B, domestic entity
Jun 29, 2021 to Jul 31, 2024factForm ADV
← G•••••••• F•••••• P•••••••• L••OwnerMEMBER OF F•••••• I••••••••• P•••••••, LLC, ownership code C, domestic entity
Mar 30, 2023 to Jul 31, 2024factForm ADV
← J•••••• I•••••• L••OwnerMEMBER OF F•••••• I••••••••• P•••••••, LLC, ownership code B, domestic entity
Jun 29, 2021 to Jul 31, 2024factForm ADV
← S•••• M•••• H••••••• L••OwnerMEMBER, ownership code C, domestic entity
Jun 29, 2021 to Jul 31, 2024factForm ADV
← T•• O••••• G••••• L••OwnerMEMBER OF F•••••• I••••••••• P•••••••, LLC, ownership code B, domestic entity
Jun 29, 2021 to Jul 31, 2024factForm ADV