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Reading the graph
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Advisor at W•••• F•••• A•••••••
RUIDOSO, NM | EL PASO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 12, 2014 | n/a | yes | RUIDOSO, NM|EL PASO, TX | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Feb 26, 2014 | no | Lake Oswego, OR|BILLINGS, MT|Tucson, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | W•••• F•••• A••••••• | Feb 26, 2014 | Mar 12, 2014 | 14 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Jun 6, 2008 | Jun 1, 2009 | no | PORTLAND, OR|LAKE OSWEGO, OR | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 2, 1999 | Jun 19, 2008 | no | EL PASO, TX|BELLEVUE, WA | Previous registration |
| Bulk transfer |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• S•••••• • C•• L•• | Jun 19, 2008 | Jun 6, 2008 | -13 | Firm change | Other |