DFX Intelligence

C••••••••• L•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

C••••••••• L•••• H•••••

Advisor at H••••• P•••••• W•••••• L••

SOUTH BEND, IN

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Search this name across graphsid dfx:ria:9098fbda-8240-7d93-3792-4d716794cc16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• P•••••• W•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• P•••••• W•••••• L••	State registered	Jun 24, 2026	n/a	yes	SOUTH BEND, IN	Current employment
H••••• B••••• S••••••••• L••	Independent wealth	Mar 6, 2019	Jun 29, 2026	no	FORT WAYNE, IN\|Mishawaka, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• B••••• S••••••••• L••	H••••• P•••••• W•••••• L••	Jun 29, 2026	Jun 24, 2026	-5	Firm change	RIA to state RIA
E••••• J••••	H••••• B••••• S••••••••• L••	Feb 13, 2018	Feb 22, 2018

Relationships

Registered with (3)

→ H••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ H••••• B••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2019 to Jun 29, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 7, 2016 to Feb 13, 2018factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
C••••••••• L•••• H••••• left H••••• B••••• S••••••••• L•• for H••••• P•••••• W•••••• L•• (registered 2026-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9098fbda-8240-7d93-3792-4d716794cc16
First observed: Oct 7, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.