DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Louis Horoky
Feed of 09/14/2026
Also filed as Chris Horoky
At current firm
0 y
since Jun 24, 2026
In the industry
25 y
since May 18, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Horoky Private Wealth, LLC state registered currentsince Jun 24, 2026 · South Bend, In
- Howard Bailey Securities, LLC independent RIAMar 6, 2019 to Jun 29, 2026 · Fort Wayne, In
- Howard Bailey Securities, LLC independent RIAFeb 22, 2018 to Feb 19, 2019 · Fort Wayne, In
- Edward Jones national BDOct 7, 2016 to Feb 13, 2018 · Elkhart, In
Moves
a registration end followed by a registration begin elsewhere
- Howard Bailey Securities, LLC to Horoky Private Wealth, LLCleft Jun 29, 2026, registered Jun 24, 2026 (-5 days) · RIA to a state-registered adviser
- Edward Jones to Howard Bailey Securities, LLCleft Feb 13, 2018, registered Feb 22, 2018 (9 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Christopher Louis Horoky left Howard Bailey Securities, Llc for Horoky Private Wealth, Llc (registered 2026-06-24)Jun 29, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address