DFX Intelligence

E••••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E••••••• C•••••• P•••••••

E••••••• C•••••• P•••••••• L••, CRD 289799

NEW YORK, NY

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Search this name across graphsid dfx:ria:90a2caf0-d7b6-58a7-8836-56650c79f081

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 5
On other graphs: 2
Observed: Nov 6, 2018 to Jul 22, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••••• C•••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

E••••••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••••• I••••••••• F••• I•• L•	Private Equity Fund	$302M	Aug 7, 2024	63	Mar 29, 2024	reported	021-486397
E••••••• S••• I• L•	Private Equity Fund	$285M	Aug 7, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• B••••••• J•••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2019	Aug 26, 2019	Aug 7, 2024
G•••• A•••• L••••	M••••••	F	yes	01/2023	Nov 6, 2018	Aug 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• C•••••• M••••••••• L••	n/a	ASSET_M••••••	$2.3B	N	yes	n/a
E••••••• D••••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
E••••••• D••••• I• O••••••• M••••••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.9B	21.6%	$1.0B	32.2%	21	19	0	0

Relationships

Affiliated with (1)

→ C••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (16)

→ E••••••• I••••••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ E••••••• O••••••• O••••••• D••••• F•••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$868M
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$440M
Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$282M
Occurred
Aug 26, 2019
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90a2caf0-d7b6-58a7-8836-56650c79f081
First observed: Nov 6, 2018
Last observed: Jul 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.