DFX Intelligence

P••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

P••• F••••

Advisor at N•••• W••••• A••••••• L••

RYE BROOK, NY

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Search this name across graphsid dfx:ria:90a3da89-7c68-351e-128c-8dd81148f7b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••• W••••• A••••••• L••	Independent wealth	Apr 16, 2021	n/a	yes	RYE BROOK, NY	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Nov 2, 2018	Jan 8, 2021	no	RYE BROOK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	N•••• W••••• A••••••• L••	Jan 8, 2021	Apr 16, 2021	98	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••••• A•••••••• L••	Nov 6, 2018	Nov 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:226606:NY:2018-11-06	Nov 6, 2018	Nov 2, 2018	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ N•••• W••••• A••••••• L••Registered adviserregistration: current employment
Apr 16, 2021 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2018 to Jan 8, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 28, 2016 to Nov 6, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90a3da89-7c68-351e-128c-8dd81148f7b3
First observed: Oct 28, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.