DFX Intelligence

C•••••• A••••••• B•• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••• A••••••• B•• A•••••••• L••

CRD 312723

NEW YORK, NY

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Search this name across graphsid dfx:ria:90ac6864-8d22-8925-9b8b-fcc26245cce2

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 10
On other graphs: 2
Observed: Feb 9, 2021 to Jul 15, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• S•••• C••••••

Private equity manager · shared crd

Private Creditidentity

C•••••• A••••••• B•• A•••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $342M••• Locked
Discretionary RAUM: $342M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• S•••• O••••••••• L•••	Private Equity Fund	$3.2M	Jun 12, 2024	8	Jun 26, 2023	reported	021-480430
S••••• S•••• P•••••• C••••• I• L•	Private Equity Fund	$0	Sep 12, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A••••••• A••••••••	Partner	C	yes	04/2019	Oct 30, 2024	Oct 30, 2024
C••••••• A••••••• R•••••	Partner	C	yes	04/2019	Oct 30, 2024	Oct 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• A••••••• A•••••••• L••	n/a	ASSET_M••••••	$970M	N	yes	n/a
C•••••• A••••••• C•• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$342M	$310M	10.5%	$86.7M	58.0%	0	8	3	0

Relationships

Affiliated with (1)

→ C•••••• A••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ S••••• S•••• O••••••••• L•••Private fundPrivate Equity Fund, IA
Jun 26, 2023 to presentfactForm ADV
→ S••••• S•••• P•••••• C••••• I• L•Private fundPrivate Equity Fund, IA, no longer reported
Jun 26, 2023 to Sep 12, 2023factForm ADV

Controls (11)

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$221M
Occurred
Oct 30, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 30, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 30, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90ac6864-8d22-8925-9b8b-fcc26245cce2
First observed: Feb 9, 2021
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.