DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• A••••••• B•• A•••••••• L••
Latest filing Jul 15, 2026
First filing on the tape Feb 9, 2021 · 17 filings
SEC status approved since Mar 11, 2021
RAUM
$342M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$342M as of Jul 15, 2026
Mar 31, 2022$87.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Mar 31, 20220 then
Employees (5.A)0 as of Jul 15, 2026
Mar 31, 20229 then
Private funds: 1
RAUM +10% over the last fiscal year+58% a year over threeIARs 0 to 0offices 0 to 3
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $342MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• S•••• O••••••••• L••• | Private Equity Fund | $3.2M | 8 | Jun 26, 2023 |
| S••••• S•••• P•••••• C••••• I• L•no longer reported | Private Equity Fund | $0 | 0 | Jun 26, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• B••••••••• N•• · Co-Head Of Creditcontrolsince 01/2023 · owns less than 5%
- G•••••• S••••• C•••••• · Ceocontrolsince 08/2019 · owns less than 5%
- H••••• W••••••• F•••••• · M••••••controlsince 08/2019 · owns less than 5%
- M••••••• U••••• B•••••• · Co-Head Of Creditcontrolsince 01/2023 · owns less than 5%
- B•••••••• A••••••• A•••••••• · Partnercontrolsince 04/2019 · owns 25% to 50% of C•••••• A••••••• G••••• L•
- C••••••• A••••••• R••••• · Partnercontrolsince 04/2019 · owns 25% to 50% of C•••••• A••••••• G••••• L•
- G•••••• S••••• C•••••• · Sole Membercontrolsince 08/2019 · owns 75% or more of S••••• S•••• H••••••• G•• L••
- G•••••• S••••• C•••••• · Limited Partnercontrolsince 08/2019 · owns 50% to 75% of S••••• S•••• H•••••••• L•
- M••••••••• J•••• M•••••• · Partnercontrolsince 04/2019 · owns 25% to 50% of C•••••• A••••••• G••••• L•
- W••••••• C•••••• W••••• · Chief Compliance Officersince 06/2024 · owns less than 5%
Entity owners
- C•••••• A••••••• B•• H•••••••• L•• · Memberdirect · owns 50% to 75%
- S••••• S•••• H•••••••• L• · Memberdirect · owns 25% to 50%
- C•••••• A••••••• G••••• L• · Memberindirect · owns 75% or more of C•••••• A••••••• B•• H•••••••• L••
- S••••• S•••• H••••••• G•• L•• · General Partnerindirect · owns F of S••••• S•••• H•••••••• L•
Related persons
Schedule D 7.A
- C•••••• A••••••• A•••••••• L••investment advisernRAUM $970M
- C•••••• A••••••• C•• A•••••••• L••investment advisern
- C•••••• A••••••• C•• G•• L••pooled vehicle sponsorn
- C•••••• A••••••• E••••• A•••••••• L••investment advisern
- C•••••• A••••••• E••••• M••••••• L••pooled vehicle sponsorn
- C•••••• A••••••• I••••••••• M••••••••• L••investment advisern
- C•••••• A••••••• M••••••• L••pooled vehicle sponsorn
- C•••••• A••••••• O••••••• G•• L••pooled vehicle sponsorn
- C•••••• A••••••• P•••••••• G•• L••pooled vehicle sponsorn
- C•••••• A••••••• R••• M••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 2 to 3Mar 30, 2026 to Jul 15, 2026
- Advisory employees · 5 to 0Jun 20, 2025 to Mar 30, 2026
- Employees · 8 to 0Jun 20, 2025 to Mar 30, 2026
- Other offices · 0 to 2Jun 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $310M to $342MJun 20, 2025 to Mar 30, 2026
- RAUM · $310M to $342MJun 20, 2025 to Mar 30, 2026
- Related broker-dealer · false to trueJun 20, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 20, 2025
- Advisory employees · 6 to 5Oct 30, 2024 to Mar 31, 2025
- Business name · S••••• S•••• C•••••• to C•••••• A••••••• B•• A•••••••• L••Oct 30, 2024 to Mar 31, 2025
- Employees · 10 to 8Oct 30, 2024 to Mar 31, 2025
- Legal name · S••••• S•••• C•••••• LLC to C•••••• A••••••• B•• A•••••••• L••Oct 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $88.6M to $310MOct 30, 2024 to Mar 31, 2025
- RAUM · $88.6M to $310MOct 30, 2024 to Mar 31, 2025
- Accounts · 2 to 1Jun 12, 2024 to Oct 30, 2024
- Advisory activities · 2 to 1Jun 12, 2024 to Oct 30, 2024
- Pooled vehicle clients · 1.0 to unsetJun 12, 2024 to Oct 30, 2024
- Assets in custody · 0.0 to unsetJun 12, 2024 to Oct 30, 2024
- Custody of client assets · true to falseJun 12, 2024 to Oct 30, 2024
- Private funds · 1 to unsetJun 12, 2024 to Oct 30, 2024
- Discretionary RAUM · $91.8M to $88.6MJun 12, 2024 to Oct 30, 2024
- Pooled vehicle RAUM · 3197515.0 to unsetJun 12, 2024 to Oct 30, 2024
- RAUM · $91.8M to $88.6MJun 12, 2024 to Oct 30, 2024
- Related adviser · false to trueJun 12, 2024 to Oct 30, 2024
- Accounts · 3 to 2Sep 12, 2023 to Mar 28, 2024
- Advisory employees · 5 to 6Sep 12, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 1Sep 12, 2023 to Mar 28, 2024
- Employees · 9 to 10Sep 12, 2023 to Mar 28, 2024
- Private funds · 2 to 1Sep 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $86.7M to $91.8MSep 12, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $0 to $3.2MSep 12, 2023 to Mar 28, 2024
- RAUM · $86.7M to $91.8MSep 12, 2023 to Mar 28, 2024
- Accounts · 1 to 3Apr 13, 2023 to Jun 26, 2023
- Advisory activities · 1 to 2Apr 13, 2023 to Jun 26, 2023
- Pooled vehicle clients · unset to 2.0Apr 13, 2023 to Jun 26, 2023
- Assets in custody · unset to 0.0Apr 13, 2023 to Jun 26, 2023
- Custody of client assets · false to trueApr 13, 2023 to Jun 26, 2023
- Private funds · unset to 2Apr 13, 2023 to Jun 26, 2023
- Pooled vehicle RAUM · unset to 0.0Apr 13, 2023 to Jun 26, 2023
- Advisory employees · 7 to 5Sep 23, 2022 to Mar 7, 2023
Signals
10 dated events
- C•••••• A••••••• B•• A•••••••• L•• reported RAUM $309.6M, up 249% from $88.6M (2024-10-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Alexander Andreas Bodmeier (Partner) appeared on Schedule A of C•••••• A••••••• B•• A•••••••• L••Oct 30, 2024 · Control person joined · fact
- R••••• A•••••• C•••••• (Partner) appeared on Schedule A of C•••••• A••••••• B•• A•••••••• L••Oct 30, 2024 · Control person joined · fact
- M•••••• J••• M•••••••• (Partner) appeared on Schedule A of C•••••• A••••••• B•• A•••••••• L••Oct 30, 2024 · Control person joined · fact
- Nicole R•••••• J•••••• (Chief Compliance Officer) no longer on Schedule A of C•••••• A••••••• B•• A•••••••• L•• (listed 2024-03-28, absent 2024-06-12)Jun 12, 2024 · Control person left · inference
- Bhaskar Umesh Mahajan (Co-Head Of Credit) appeared on Schedule A of C•••••• A••••••• B•• A•••••••• L••Sep 12, 2023 · Control person joined · fact
- Nmn B••••••••• C•••••• (Co-Head Of Credit) appeared on Schedule A of C•••••• A••••••• B•• A•••••••• L••Apr 13, 2023 · Control person joined · fact
- N R•••••• J•••••• (Chief Compliance Officer) appeared on Schedule A of C•••••• A••••••• B•• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- Mark Gregory Gentile (President, Cco) no longer on Schedule A of C•••••• A••••••• B•• A•••••••• L•• (listed 2023-03-07, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- S••••• S•••• C•••••• filed its initial SEC registration (Form ADV)Feb 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• S•••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/chicagoatlanticreportedpublic record, Form ADV, Sep 18, 2026
- Website
- chicagoatlantic.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-625-9295reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026