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Advisor at BNY MELLON SECURITIES CORPORATION
New York, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | Other adviser | Aug 28, 2024 | n/a | yes | New York, NY|NEW YORK, NY | Current employment |
| CITI PRIVATE ADVISORY, LLC | Former SEC adviser | Aug 3, 2022 | Jun 30, 2010 | no | TAMPA, FL|New York, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 3, 2022 | May 6, 2024 | no | NEW YORK, NY|NEW YORK, NY|TAMPA, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Sep 29, 2007 | Jun 19, 2009 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | BNY MELLON SECURITIES CORPORATION | May 6, 2024 | Aug 28, 2024 | 114 | Firm change | Other |
| CITI PRIVATE ADVISORY, LLC | CITIGROUP GLOBAL MARKETS INC. | Jun 30, 2010 | Aug 3, 2022 | 4,417 | Bulk transfer | Other |
| MORGAN STANLEY & CO. LLC | CITI PRIVATE ADVISORY, LLC | Jun 19, 2009 | Aug 3, 2022 | 4,793 | Firm change after gap | Other |