H•••••• C•••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90b6816c-2442-4625-a0c9-321c9ecf2105

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 18, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 25, 2025	n/a	yes	SAN JOSE, CA	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Apr 18, 2024	Oct 31, 2025	no	CAMPBELL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 31, 2025	Nov 25, 2025	25	Firm change	Ibd to wirehouse
M•• I•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Mar 28, 2024	Apr 18, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:46173:CA:2024-03-28	Mar 28, 2024	Apr 18, 2024	SAN JOSE, CA	Firm change

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2024 to Oct 31, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2023 to Mar 28, 2024factForm ADV
→ E•••• S••••••••• L••

Dated events

Occurred
Oct 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90b6816c-2442-4625-a0c9-321c9ecf2105
First observed: May 18, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.