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RIA / WealthAdvisorCertified Financial Planner26 years in industry

WILLIAM WRIGHT AUSTIN

Advisor at COMMONWEALTH FINANCIAL NETWORK

Truckee, CA

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Search this name across graphsid dfx:ria:90bba0ea-de8a-2c63-e6e3-355d3f905b00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 11, 2000
First registration: Mar 29, 2001
Dual registered: no
IAPD individual key: 4227966

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 6, 2020	n/a	yes	Truckee, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 2, 2016	Jan 10, 2020	no	Truckee, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 5, 2016	no	INCLINE VILLAGE, NV	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 29, 2001	Jan 1, 2008	no	INCLINE VILLAGE, NV\|INCLINE VILLAGE, NV\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	Jan 10, 2020	Jan 6, 2020	-4	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	May 5, 2016	May 2, 2016	-3	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jan 6, 2020 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 2, 2016 to Jan 10, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 5, 2016factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 29, 2001 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.