DFX Intelligence

B•••••• C••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

B•••••• C••• P•••••••

Advisor at M••••••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90c81e08-28e1-f3b0-aaf8-0d4ed6b6d3bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 26, 2018	n/a	yes	INDIANAPOLIS, IN	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Aug 28, 2014	Nov 26, 2018	no	CINCINNATI, OH\|INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Nov 26, 2018	Feb 26, 2018	-273	Firm change after gap	Other
W•••••••• W••••• M••••••••• L••	M•••••• W••••• A•••••••	Jul 10, 2014	Aug 28, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
165759:140195:IN:2018-11-26	Nov 26, 2018	Feb 26, 2018	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Feb 26, 2018 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 28, 2014 to Nov 26, 2018factForm ADV
→ W•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 5, 2008 to Jul 10, 2014factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90c81e08-28e1-f3b0-aaf8-0d4ed6b6d3bc
First observed: May 19, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.