DFX Intelligence

J••• R••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)43 years in industry

J••• R••••• S•••••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | ARLINGTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 29, 2022	n/a	yes	AUSTIN, TX\|ARLINGTON, TX	Current employment
W•••• C••••• S••••••••• I•••	State registered	Aug 11, 2006	Apr 29, 2022	no	ARLINGTON, TX\|ARLINGTON, TX\|ARLINGTON, TX\|FT. WORTH, TX\|Euless, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• C••••• S••••••••• I•••	K••••• A••••••• S•••••••• L••	Apr 29, 2022	Apr 29, 2022	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
30933:283330:TX:2022-04-29	Apr 29, 2022	Apr 29, 2022	EULESS, TX	Firm change

Relationships

Registered with (2)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 29, 2022 to presentfactForm ADV
→ W•••• C••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2006 to Apr 29, 2022factForm ADV

Dated events

Occurred
Apr 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 11, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.