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Advisor at WELLS FARGO ADVISORS
MOUND, MN | WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 8, 2021 | n/a | yes | WAYZATA, MN|MOUND, MN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 21, 2004 | Jan 8, 2021 | no | WAYZATA, MN|WAYZATA, MN|WAYZATA, MN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 24, 2003 | Jun 16, 2004 | no | WAYZATA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jan 8, 2021 | Jan 8, 2021 | 0 | Channel change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jun 16, 2004 | May 21, 2004 | -26 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:MN:2021-01-07 | Jan 8, 2021 | Jan 8, 2021 | WAYZATA, MN | Firm change |