DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
DOUBLE OAK, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | DOUBLE OAK, TX | Current employment |
| F•••• F•••••••• E••••• C••••••••• | Former SEC adviser | Apr 3, 2007 | Sep 25, 2022 | no | AUSTIN, TX|ADDISON, TX|DOUBLE OAK, TX|S••••SDALE, AZ|S••••SDALE, AZ|DUNCAN, OK|Duncan, OK|Addison, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• F•••••••• E••••• C••••••••• | C••••• I••••••••• A••••••• L•• | Sep 25, 2022 | Jun 29, 2023 | 277 | Firm change | Ibd to ibd |
| B••• O• A•••••• I••••••••• S•••••••• I••• | F•••• F•••••••• E••••• C••••••••• | Feb 23, 2006 | Apr 3, 2007 |
| Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Dec 9, 2002 | Feb 23, 2006 | no | DALLAS, TX | Previous registration |
| B••• O• A•••••• S••••••••• L•• | n/a | Aug 2, 2002 | Dec 6, 2002 | no | DALLAS, TX | Previous registration |
| M••••• S•••••• D• I••• | n/a | Nov 7, 1996 | Jul 23, 2002 | no | DALLAS, TX | Previous registration |
| 404 |
| Firm change after gap |
| Other |
| B••• O• A•••••• S••••••••• L•• | B••• O• A•••••• I••••••••• S•••••••• I••• | Dec 6, 2002 | Dec 9, 2002 | 3 | Firm change | Other |
| M••••• S•••••• D• I••• | B••• O• A•••••• S••••••••• L•• | Jul 23, 2002 | Aug 2, 2002 | 10 | Firm change | Other |