RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• G•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Double Oak, Tx
- F•••• F•••••••• E••••• C••••••••• formerApr 3, 2007 to Sep 25, 2022 · Austin, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 9, 2002 to Feb 23, 2006 · Dallas, Tx
- B••• O• A•••••• S••••••••• L•• unclassifiedAug 2, 2002 to Dec 6, 2002 · Dallas, Tx
- M••••• S•••••• D• I••• unclassifiedNov 7, 1996 to Jul 23, 2002 · Dallas, Tx
- F•••• F•••••••• E••••• C••••••••• to C••••• I••••••••• A••••••• L••left Sep 25, 2022, registered Jun 29, 2023 (277 days) · Affiliated broker-dealer or bank to another
- B••• O• A•••••• I••••••••• S•••••••• I••• to F•••• F•••••••• E••••• C•••••••••left Feb 23, 2006, registered Apr 3, 2007 (404 days) · Other
- B••• O• A•••••• S••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 6, 2002, registered Dec 9, 2002 (3 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• S••••••••• L••left Jul 23, 2002, registered Aug 2, 2002 (10 days) · Other
- J•••••• S•••• G••••• left F•••• F•••••••• E••••• C••••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)Sep 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address