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Advisor at CHARLES SCHWAB & CO., INC.
Las Vegas, NV | Westlake, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 17, 2024 | n/a | yes | Westlake, TX|Las Vegas, NV | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Nov 2, 2015 | Nov 20, 2017 | no | Lone Tree, CO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 13, 2012 | Oct 4, 2013 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | CHARLES SCHWAB & CO., INC. | Nov 20, 2017 | Apr 17, 2024 | 2,340 | Channel change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SCHWAB WEALTH ADVISORY, INC. | Oct 4, 2013 | Nov 2, 2015 | 759 | Firm change after gap | Other |