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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.

CRD 135284

NEW YORK, NY

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Search this name across graphsid dfx:ria:90f45a9c-c1f4-ffa6-f3df-1379267bc4ce

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 5
On other graphs: 0
Observed: Feb 29, 2012 to Jul 6, 2026
45 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

D. E. Shaw & Co., L.P.

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=true related_bank=true bd_reps=7.0
Regulatory AUM: $33BItem 5.F on the latest filing (2026-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47
Advisory employees: 45
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 26
Private funds: 17Schedule D 7.B(1)
Custody, client assets: $6.3B
SEC number: 801-64222
CIK: 1335794
CRD: 135284
Filings on the tape: 45
First filed: Feb 29, 2012
Latest filed: Jul 6, 2026
Organised: Limited Liability Company, DE
Website: deshaw.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D. E. SHAW WORLD ALPHA EXTENSION PORTFOLIOS, L.L.C.	Hedge Fund	$4.8B	Aug 9, 2024	32	Feb 29, 2012	reported	021-125908
D. E. SHAW LITHIC PORTFOLIOS, L.L.C.	Hedge Fund	$2.0B	Aug 9, 2024	42	Nov 22, 2022	reported	021-452317
D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION PORTFOLIOS, L.L.C.	Hedge Fund	$1.9B	Aug 9, 2024	28	Feb 29, 2012	reported	021-101536
D. E. SHAW ORIENTEER X PORTFOLIOS, L.L.C.	Hedge Fund	$1.2B	Feb 15, 2019	8	Nov 2, 2015	dropped	021-245676
D. E. SHAW ORIENTEER PORTFOLIOS, L.L.C.	Hedge Fund	$1.0B	Aug 9, 2024	18	May 8, 2014	reported	021-286615
D. E. SHAW WORLD ALPHA EXTENSION CUSTOM FUND, L.L.C.	Hedge Fund	$632M	Aug 9, 2024	2	Aug 14, 2019	reported	021-341708
D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION PORTFOLIOS, L.L.C.	Hedge Fund	$556M	Aug 9, 2024	16	May 1, 2013	reported	021-190173
D. E. SHAW U.S. LARGE CAP CORE ALPHA EXTENSION PORTFOLIOS, L.L.C.	Hedge Fund	$550M	Aug 9, 2024	3	Feb 29, 2012	reported	021-160615
D. E. SHAW U.S. LARGE CAP CORE ENHANCED SPECIAL PORTFOLIOS (MA), L.L.C.	Hedge Fund	$413M	Aug 9, 2024	2	Feb 29, 2012	reported	021-135718
D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS PORTFOLIOS, L.L.C.	Hedge Fund	$377M	Aug 9, 2024	2	May 29, 2019	reported	021-331130
D. E. SHAW ALL COUNTRY GLOBAL VALUE ACTIVE PORTFOLIOS, L.L.C.	Hedge Fund	$230M	Aug 9, 2024	2	Nov 16, 2023	reported	021-490662
D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS PORTFOLIOS II, L.L.C.	Hedge Fund	$187M	Aug 9, 2024	2	Nov 28, 2022	reported	021-455763
D. E. SHAW U.S. LARGE CAP CORE ENHANCED PORTFOLIOS, L.L.C.	Hedge Fund	$187M	Aug 9, 2024	8	Feb 29, 2012	reported	021-101376
D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION PLUS PORTFOLIOS, L.L.C.	Securitized Asset Fund	$124M	Nov 2, 2015	5	Feb 29, 2012	dropped	021-95480
D. E. SHAW U.S. BROAD MARKET CORE ENHANCED PLUS (CARBON EXPOSURE REDUCTION TARGET) PORTFOLIOS, L.L.C.	Hedge Fund	$122M	Aug 9, 2024	4	Nov 16, 2023	reported	021-488142
D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION SPECIAL PORTFOLIOS II (MA), L.L.C.	Hedge Fund	$106M	Mar 30, 2020	2	Feb 29, 2012	dropped	021-135717
D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION CUSTOM PORTFOLIOS, L.L.C.	Hedge Fund	$36.2M	Jan 30, 2023	0	May 29, 2019	dropped	021-331808
D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND, L.P.	Hedge Fund	$16.3M	Aug 9, 2024	0	Feb 14, 2018	reported	021-300481
D. E. SHAW U.S. BROAD MARKET CORE ALPHA PLUS SPECIAL FUND, L.P.	Hedge Fund	$1.8M	Nov 16, 2023	0	Feb 29, 2012	reported	021-134723
D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION SPECIAL FUND II (MA), L.L.C.	Hedge Fund	$32,374	Mar 31, 2021	0	Mar 31, 2021	dropped	021-135717
D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND, L.P.	Hedge Fund	$6,614	Aug 9, 2024	0	Nov 18, 2013	reported	021-200050
D. E. SHAW U.S. LARGE CAP CORE ACTIVE PORTFOLIOS, L.L.C.	Hedge Fund	$0	Mar 13, 2017	0	Feb 29, 2012	dropped	021-105231

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BREYDO, RUVIM, YEFIM	EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER	Na	yes	02/2019	Feb 15, 2019	Aug 9, 2024
D. E. SHAW & CO., INC.	GENERAL PARTNER	F	yes	11/1992	Feb 29, 2012	Aug 9, 2024
D. E. SHAW & CO., L.P.	MANAGING MEMBER	E	yes	02/2005	Feb 29, 2012	Aug 9, 2024
FISHMAN, EDWARD, LAURENCE	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2018	Mar 30, 2018	Aug 9, 2024
HALABY, ALEXIS, ANNE	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2018	Mar 30, 2018	Aug 9, 2024
SHAW, DAVID, ELLIOT	SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT	E	yes	11/1992	Feb 29, 2012	Aug 9, 2024
SHAW, DAVID, ELLIOT	LIMITED PARTNER	D	yes	01/1993	Feb 29, 2012	Aug 9, 2024
STONE, MAXIMILIAN, DANA	EXECUTIVE COMMITTEE MEMBER	Na	yes	03/2017	Mar 31, 2017	Aug 9, 2024
LEWKONIA, MICHAEL, WILLIAM	GENERAL COUNSEL	Na	no	07/2023	Jul 12, 2023	Aug 9, 2024
Marcus, Daniel, Robbins	CHIEF COMPLIANCE OFFICER	Na	no	08/2024	Aug 9, 2024	Aug 9, 2024
ZEMLYAKOVA, YEVGENIA, VLADIMIROVNA	CHIEF OPERATING OFFICER	Na	no	01/2020	Jan 17, 2020	Aug 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 58

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D. E. SHAW & CO., L.P.	n/a	Asset manager	$213B	Y	yes	n/a
D. E. SHAW DIRECT CAPITAL, L.L.C.	n/a	Former SEC adviser	$89.1M	N	yes	n/a
D. E. SHAW & CO. (ASIA PACIFIC) LIMITED	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW & CO. (BERMUDA), LTD.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW & CO. (LONDON), LLP	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW & CO. (SINGAPORE) PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW & CO., L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ADVISER II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ADVISER III, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ADVISER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI ADVISER VI, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI GENERAL PARTNER II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI GENERAL PARTNER III, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI GENERAL PARTNER IV, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI GENERAL PARTNER V, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI GENERAL PARTNER VI, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI HOLDINGS VI, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALKALI MANAGER VI, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND GP, L.L.C.	n/a	n/a	n/a	Y	yes	n/a
D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND GP, L.L.C.	n/a	n/a	n/a	Y	yes	n/a
D. E. SHAW ASYMPTOTE INTERNATIONAL FUND GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW CEOF GP, L.L.C.	n/a	n/a	n/a	Y	yes	n/a
D. E. SHAW COMPOSITE ADVISER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW COMPOSITE INTERNATIONAL FUND GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW COMPOSITE MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW DIOPTER ADVISER II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW DIOPTER ADVISER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW DIOPTER GENERAL PARTNER II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW DIOPTER GENERAL PARTNER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW DIOPTER MANAGER II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW DIOPTER MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ESC ADVISER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW ESC MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW HELIANT ADVISER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW HELIANT MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW INVESTMENT MANAGEMENT OFFSHORE GP, L.L.C.	n/a	n/a	n/a	Y	yes	n/a
D. E. SHAW MANAGER II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW MANAGER III, L.L.C.	n/a	n/a	n/a	N	yes	n/a
D. E. SHAW MANAGER, L.L.C.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wellesley	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$33B	$33B	47	45	1	17	n/a
2024	Mar 31, 2025	$21B	$21B	48	46	1	15	n/a
2023	Mar 29, 2024	$22B	$22B	45	43	1	15	$13B
2022	Mar 31, 2023	$24B	$24B	43	42	1	14	$16B
2021	Mar 31, 2022	$28B	$28B	41	40	1	13	$20B
2020	Mar 31, 2021	$34B	$34B	39	38	1	14	$26B
2019	Mar 30, 2020	$36B	$36B	32	31	1	14	$25B
2018	Mar 28, 2019	$26B	$26B	24	23	1	11	$17B
2017	Mar 30, 2018	$28B	$28B	15	13	1	12	$18B
2016	Mar 31, 2017	$18B	$18B	13	11	n/a	11	$11B
2015	Mar 30, 2016	$14B	$14B	93	81	n/a	12	$7.9B
2014	Mar 31, 2015	$11B	$11B	91	75	n/a	12	$5.3B
2013	Mar 31, 2014	$10B	$10B	68	54	n/a	11	$4.1B
2012	Apr 1, 2013	$8.2B	$8.2B	54	43	n/a	9	$3.0B
2011	Mar 30, 2012	$7.3B	$7.3B	n/a	n/a	n/a	9	$3.0B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$33B	$21B	58.6%	$24B	11.5%	47	48	1	1

Relationships

Affiliated with (5)

← D. E. SHAW & CO., L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ D. E. SHAW & CO., L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ D. E. SHAW DIRECT CAPITAL, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← D. E. SHAW RENEWABLE INVESTMENTS, L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
← D. E. SHAW DIRECT CAPITAL, L.L.C.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Advises (22)

→ D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
Feb 29, 2012 to presentfactForm ADV
→ D. E. SHAW U.S. LARGE CAP CORE ENHANCED PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
Feb 29, 2012 to presentfactForm ADV
→ D. E. SHAW U.S. LARGE CAP CORE ENHANCED SPECIAL PORTFOLIOS (MA), L.L.C.Private fundHedge Fund, IA
Feb 29, 2012 to presentfactForm ADV
→ D. E. SHAW LITHIC PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
Nov 22, 2022 to presentfactForm ADV
→ D. E. SHAW U.S. BROAD MARKET CORE ENHANCED PLUS (CARBON EXPOSURE REDUCTION TARGET) PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
Nov 16, 2023 to presentfactForm ADV
→ D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND, L.P.Private fundHedge Fund, IA
Feb 14, 2018 to presentfactForm ADV
→ D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
May 1, 2013 to presentfactForm ADV
→ D. E. SHAW WORLD ALPHA EXTENSION PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
Feb 29, 2012 to presentfactForm ADV
→ D. E. SHAW ALL COUNTRY GLOBAL VALUE ACTIVE PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
Nov 16, 2023 to presentfactForm ADV
→ D. E. SHAW ORIENTEER PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
May 8, 2014 to presentfactForm ADV
→ D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
May 29, 2019 to presentfactForm ADV
→ D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS PORTFOLIOS II, L.L.C.Private fundHedge Fund, IA
Nov 28, 2022 to presentfactForm ADV
→ D. E. SHAW WORLD ALPHA EXTENSION CUSTOM FUND, L.L.C.Private fundHedge Fund, IA
Aug 14, 2019 to presentfactForm ADV
→ D. E. SHAW U.S. LARGE CAP CORE ALPHA EXTENSION PORTFOLIOS, L.L.C.Private fundHedge Fund, IA
Feb 29, 2012 to presentfactForm ADV
→ D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND, L.P.Private fundHedge Fund, IA
Nov 18, 2013 to presentfactForm ADV
→ D. E. SHAW U.S. BROAD MARKET CORE ALPHA PLUS SPECIAL FUND, L.P.Private fundHedge Fund, IA
Feb 29, 2012 to presentfactForm ADV
→ D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION CUSTOM PORTFOLIOS, L.L.C.Private fundHedge Fund, IA, no longer reported
May 29, 2019 to Jan 30, 2023factForm ADV
→ D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION SPECIAL FUND II (MA), L.L.C.Private fundHedge Fund, IA, no longer reported
Mar 31, 2021 to Mar 31, 2021factForm ADV
→ D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION SPECIAL PORTFOLIOS II (MA), L.L.C.Private fundHedge Fund, IA, no longer reported
Feb 29, 2012 to Mar 30, 2020factForm ADV
→ D. E. SHAW ORIENTEER X PORTFOLIOS, L.L.C.Private fundHedge Fund, IA, no longer reported
Nov 2, 2015 to Feb 15, 2019factForm ADV
→ D. E. SHAW U.S. LARGE CAP CORE ACTIVE PORTFOLIOS, L.L.C.Private fundHedge Fund, IA, no longer reported
Feb 29, 2012 to Mar 13, 2017factForm ADV
→ D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION PLUS PORTFOLIOS, L.L.C.Private fundSecuritized Asset Fund, IA, no longer reported
Feb 29, 2012 to Nov 2, 2015factForm ADV

Controls (6)

← D. E. SHAW & CO., L.P.OwnerMANAGING MEMBER, ownership code E, domestic entity
Feb 29, 2012 to Aug 9, 2024factForm ADV
← SHAW, DAVID, ELLIOTOwnerSOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT, ownership code E, individual
Feb 29, 2012 to Aug 9, 2024factForm ADV
← STONE, MAXIMILIAN, DANAOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 31, 2017 to Aug 9, 2024factForm ADV
← BREYDO, RUVIM, YEFIMOwnerEXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Feb 15, 2019 to Aug 9, 2024factForm ADV
← FISHMAN, EDWARD, LAURENCEOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 30, 2018 to Aug 9, 2024factForm ADV
← HALABY, ALEXIS, ANNEOwnerEXECUTIVE COMMITTEE MEMBER, ownership code NA, individual
Mar 30, 2018 to Aug 9, 2024factForm ADV

Owns (3)

← ZEMLYAKOVA, YEVGENIA, VLADIMIROVNAOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 17, 2020 to Aug 9, 2024factForm ADV
← LEWKONIA, MICHAEL, WILLIAMOwnerGENERAL COUNSEL, ownership code NA, individual
Jul 12, 2023 to Aug 9, 2024factForm ADV
← Marcus, Daniel, RobbinsOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 9, 2024 to Aug 9, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
D. E. Shaw Investment Management, L.L.C. reported RAUM $33.4B, up 59% from $21.0B (2025-06-06 to 2026-03-31)
Form ADVobserved 6 days ago
$12.3B
Occurred
Jan 30, 2023
Control person left
Damian Philip Kearns (Executive Committee Member, Co-Chief Investment Officer) no longer on Schedule A of D. E. Shaw Investment Management, L.L.C. (listed 2022-11-28, absent 2023-01-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
D. E. Shaw Investment Management, L.L.C. reported RAUM $36.4B, up 42% from $25.6B (2020-01-17 to 2020-03-30)
Form ADVobserved 6 days ago
$10.8B
Occurred
Feb 15, 2019
Control person joined
Yefim Ruvim Breydo (Co-Chief Investment Officer, Managing Director) appeared on Schedule A of D. E. Shaw Investment Management, L.L.C.
Form ADVobserved 6 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
D. E. Shaw Investment Management, L.L.C. reported RAUM $28.2B, up 58% from $17.9B (2018-02-14 to 2018-03-30)
Form ADVobserved 6 days ago
$10.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90f45a9c-c1f4-ffa6-f3df-1379267bc4ce
First observed: Feb 29, 2012
Last observed: Jul 6, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.

CRD 135284

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90f45a9c-c1f4-ffa6-f3df-1379267bc4ce

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

D. E. SHAW WORLD ALPHA EXTENSION PORTFOLIOS, L.L.C.

Hedge Fund

$4.8B

Aug 9, 2024

Feb 29, 2012

reported

021-125908

D. E. SHAW LITHIC PORTFOLIOS, L.L.C.

Hedge Fund

$2.0B

Aug 9, 2024

Nov 22, 2022

reported

021-452317

D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION PORTFOLIOS, L.L.C.

Hedge Fund

$1.9B

Aug 9, 2024

Feb 29, 2012

reported

021-101536

D. E. SHAW ORIENTEER X PORTFOLIOS, L.L.C.

Hedge Fund

$1.2B

Feb 15, 2019

Nov 2, 2015

dropped

021-245676

D. E. SHAW ORIENTEER PORTFOLIOS, L.L.C.

Hedge Fund

$1.0B

Aug 9, 2024

May 8, 2014

reported

021-286615

D. E. SHAW WORLD ALPHA EXTENSION CUSTOM FUND, L.L.C.

Hedge Fund

$632M

Aug 9, 2024

Aug 14, 2019

reported

021-341708

D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION PORTFOLIOS, L.L.C.

Hedge Fund

$556M

Aug 9, 2024

May 1, 2013

reported

021-190173

D. E. SHAW U.S. LARGE CAP CORE ALPHA EXTENSION PORTFOLIOS, L.L.C.

Hedge Fund

$550M

Aug 9, 2024

Feb 29, 2012

reported

021-160615

D. E. SHAW U.S. LARGE CAP CORE ENHANCED SPECIAL PORTFOLIOS (MA), L.L.C.

Hedge Fund

$413M

Aug 9, 2024

Feb 29, 2012

reported

021-135718

D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS PORTFOLIOS, L.L.C.

Hedge Fund

$377M

Aug 9, 2024

May 29, 2019

reported

021-331130

D. E. SHAW ALL COUNTRY GLOBAL VALUE ACTIVE PORTFOLIOS, L.L.C.

Hedge Fund

$230M

Aug 9, 2024

Nov 16, 2023

reported

021-490662

D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS PORTFOLIOS II, L.L.C.

Hedge Fund

$187M

Aug 9, 2024

Nov 28, 2022

reported

021-455763

D. E. SHAW U.S. LARGE CAP CORE ENHANCED PORTFOLIOS, L.L.C.

Hedge Fund

$187M

Aug 9, 2024

Feb 29, 2012

reported

021-101376

D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION PLUS PORTFOLIOS, L.L.C.

Securitized Asset Fund

$124M

Nov 2, 2015

Feb 29, 2012

dropped

021-95480

D. E. SHAW U.S. BROAD MARKET CORE ENHANCED PLUS (CARBON EXPOSURE REDUCTION TARGET) PORTFOLIOS, L.L.C.

Hedge Fund

$122M

Aug 9, 2024

Nov 16, 2023

reported

021-488142

D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION SPECIAL PORTFOLIOS II (MA), L.L.C.

Hedge Fund

$106M

Mar 30, 2020

Feb 29, 2012

dropped

021-135717

D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION CUSTOM PORTFOLIOS, L.L.C.

Hedge Fund

$36.2M

Jan 30, 2023

May 29, 2019

dropped

021-331808

D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND, L.P.

Hedge Fund

$16.3M

Aug 9, 2024

Feb 14, 2018

reported

021-300481

D. E. SHAW U.S. BROAD MARKET CORE ALPHA PLUS SPECIAL FUND, L.P.

Hedge Fund

$1.8M

Nov 16, 2023

Feb 29, 2012

reported

021-134723

D. E. SHAW U.S. BROAD MARKET CORE ALPHA EXTENSION SPECIAL FUND II (MA), L.L.C.

Hedge Fund

$32,374

Mar 31, 2021

dropped

021-135717

D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND, L.P.

Hedge Fund

$6,614

Aug 9, 2024

Nov 18, 2013

reported

021-200050

D. E. SHAW U.S. LARGE CAP CORE ACTIVE PORTFOLIOS, L.L.C.

Hedge Fund

Mar 13, 2017

Feb 29, 2012

dropped

021-105231

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BREYDO, RUVIM, YEFIM

EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER

yes

02/2019

Feb 15, 2019

Aug 9, 2024

D. E. SHAW & CO., INC.

GENERAL PARTNER

yes

11/1992

Feb 29, 2012

Aug 9, 2024

D. E. SHAW & CO., L.P.

MANAGING MEMBER

yes

02/2005

Feb 29, 2012

Aug 9, 2024

FISHMAN, EDWARD, LAURENCE

EXECUTIVE COMMITTEE MEMBER

yes

03/2018

Mar 30, 2018

Aug 9, 2024

HALABY, ALEXIS, ANNE

EXECUTIVE COMMITTEE MEMBER

yes

03/2018

Mar 30, 2018

Aug 9, 2024

SHAW, DAVID, ELLIOT

SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT

yes

11/1992

Feb 29, 2012

Aug 9, 2024

SHAW, DAVID, ELLIOT

LIMITED PARTNER

yes

01/1993

Feb 29, 2012

Aug 9, 2024

STONE, MAXIMILIAN, DANA

EXECUTIVE COMMITTEE MEMBER

yes

03/2017

Mar 31, 2017

Aug 9, 2024

LEWKONIA, MICHAEL, WILLIAM

GENERAL COUNSEL

07/2023

Jul 12, 2023

Aug 9, 2024

Marcus, Daniel, Robbins

CHIEF COMPLIANCE OFFICER

08/2024

Aug 9, 2024

ZEMLYAKOVA, YEVGENIA, VLADIMIROVNA

CHIEF OPERATING OFFICER

01/2020

Jan 17, 2020

Aug 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

D. E. SHAW & CO., L.P.

n/a

Asset manager

$213B

yes

n/a

D. E. SHAW DIRECT CAPITAL, L.L.C.

n/a

Former SEC adviser

$89.1M

yes

n/a

D. E. SHAW & CO. (ASIA PACIFIC) LIMITED

n/a

yes

n/a

D. E. SHAW & CO. (BERMUDA), LTD.

n/a

yes

n/a

D. E. SHAW & CO. (LONDON), LLP

n/a

yes

n/a

D. E. SHAW & CO. (SINGAPORE) PTE. LTD.

n/a

yes

n/a

D. E. SHAW & CO., L.L.C.

n/a

yes

n/a

D. E. SHAW ADVISER II, L.L.C.

n/a

yes

n/a

D. E. SHAW ADVISER III, L.L.C.

n/a

yes

n/a

D. E. SHAW ADVISER, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI ADVISER VI, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI GENERAL PARTNER II, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI GENERAL PARTNER III, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI GENERAL PARTNER IV, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI GENERAL PARTNER V, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI GENERAL PARTNER VI, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI HOLDINGS VI, L.L.C.

n/a

yes

n/a

D. E. SHAW ALKALI MANAGER VI, L.L.C.

n/a

yes

n/a

D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND GP, L.L.C.

n/a

yes

n/a

D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND GP, L.L.C.

n/a

yes

n/a

D. E. SHAW ASYMPTOTE INTERNATIONAL FUND GP, L.L.C.

n/a

yes

n/a

D. E. SHAW CEOF GP, L.L.C.

n/a

yes

n/a

D. E. SHAW COMPOSITE ADVISER, L.L.C.

n/a

yes

n/a

D. E. SHAW COMPOSITE INTERNATIONAL FUND GP, L.L.C.

n/a

yes

n/a

D. E. SHAW COMPOSITE MANAGER, L.L.C.

n/a

yes

n/a

D. E. SHAW DIOPTER ADVISER II, L.L.C.

n/a

yes

n/a

D. E. SHAW DIOPTER ADVISER, L.L.C.

n/a

yes

n/a

D. E. SHAW DIOPTER GENERAL PARTNER II, L.L.C.

n/a

yes

n/a

D. E. SHAW DIOPTER GENERAL PARTNER, L.L.C.

n/a

yes

n/a

D. E. SHAW DIOPTER MANAGER II, L.L.C.

n/a

yes

n/a

D. E. SHAW DIOPTER MANAGER, L.L.C.

n/a

yes

n/a

D. E. SHAW ESC ADVISER, L.L.C.

n/a

yes

n/a

D. E. SHAW ESC MANAGER, L.L.C.

n/a

yes

n/a

D. E. SHAW HELIANT ADVISER, L.L.C.

n/a

yes

n/a

D. E. SHAW HELIANT MANAGER, L.L.C.

n/a

yes

n/a

D. E. SHAW INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD.

n/a

yes

n/a

D. E. SHAW INVESTMENT MANAGEMENT OFFSHORE GP, L.L.C.

n/a

yes

n/a

D. E. SHAW MANAGER II, L.L.C.

n/a

yes

n/a

D. E. SHAW MANAGER III, L.L.C.

n/a

yes

n/a

D. E. SHAW MANAGER, L.L.C.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wellesley

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$33B

n/a

2024

Mar 31, 2025

$21B

n/a

2023

Mar 29, 2024

$22B

$13B

2022

Mar 31, 2023

$24B

$16B

2021

Mar 31, 2022

$28B

$20B

2020

Mar 31, 2021

$34B

$26B

2019

Mar 30, 2020

$36B

$25B

2018

Mar 28, 2019

$26B

$17B

2017

Mar 30, 2018

$28B

$18B

2016

Mar 31, 2017

$18B

n/a

$11B

2015

Mar 30, 2016

$14B

n/a

$7.9B

2014

Mar 31, 2015

$11B

n/a

$5.3B

2013

Mar 31, 2014

$10B

n/a

$4.1B

2012

Apr 1, 2013

$8.2B

n/a

$3.0B

2011

Mar 30, 2012

$7.3B

n/a

$3.0B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$33B

$21B

58.6%

$24B

11.5%