DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
HONOLULU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | May 3, 2017 | n/a | yes | HONOLULU, HI | Current employment |
| B••••••• I••••••••• S•••••••• I••• ••••• | Former SEC adviser | Jun 22, 2010 | May 2, 2017 | no | HONOLULU, HI|HONOLULU, HI|HONOLULU, HI|KAHULUI, HI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••• I••••••••• S•••••••• I••• ••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | May 2, 2017 | May 3, 2017 | 1 | Bulk transfer | Other |
| L•• F•••••••• G•••• H•••••• I••• | B••••••• I••••••••• S•••••••• I••• ••••• | Aug 28, 2007 | Jun 22, 2010 |
| L•• F•••••••• G•••• H•••••• I••• | Former SEC adviser | Mar 6, 2007 | Aug 28, 2007 | no | HONOLULU, HI | Previous registration |
| L•• | Former SEC adviser | Mar 28, 2005 | Sep 8, 2006 | no | SEATTLE, WA | Previous registration |
| 1,029 |
| Firm change after gap |
| Other |
| L•• | L•• F•••••••• G•••• H•••••• I••• | Sep 8, 2006 | Mar 6, 2007 | 179 | Firm change | Other |