DFX Intelligence

V••••••• A•• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

V••••••• A•• H•••

Advisor at C••••• I••••••••• A••••••• L••

HOMEWOOD, AL | MCCALLA, AL

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Search this name across graphsid dfx:ria:9101082c-fc1a-a85b-ef6c-820d7b5a70bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 20, 2025	n/a	yes	MCCALLA, AL\|HOMEWOOD, AL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Apr 6, 2016	Feb 20, 2025	no	Birmingham, AL\|McCalla, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	C••••• I••••••••• A••••••• L••	Feb 20, 2025	Feb 20, 2025	0	Bulk transfer	Ibd to ibd
S••••• A••• A•••• M••••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Mar 31, 2016	Jul 23, 2015

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Apr 6, 2016 to Feb 20, 2025factForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2015 to Mar 31, 2016factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9101082c-fc1a-a85b-ef6c-820d7b5a70bb
First observed: Feb 1, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.