RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• A•• H•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Mccalla, Al
- C•••••••• F•••••••• G•••• A••••••• formerApr 6, 2016 to Feb 20, 2025 · Birmingham, Al
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 23, 2015 to Mar 31, 2016 · Birmingham, Al
- S••••• A••• A•••• M••••••••• I••• formerMar 2, 2015 to Mar 31, 2016 · Birmingham, Al
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 15, 2003 to Oct 2, 2008 · Houston, Tx
- M••••• S•••••• D• I••• unclassifiedFeb 1, 2000 to Feb 20, 2003 · Houston, Tx
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
- S••••• A••• A•••• M••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 31, 2016, registered Jul 23, 2015 (-252 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to C•••••••• F•••••••• G•••• A•••••••left Mar 31, 2016, registered Apr 6, 2016 (6 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••• A••• A•••• M••••••••• I•••left Oct 2, 2008, registered Mar 2, 2015 (2342 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Feb 20, 2003, registered Apr 15, 2003 (54 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address