DFX Intelligence

R••• P••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R••• P••• B•••••

Advisor at Q••••• P••••••• I••••••••• M•••••••••

Shelter Island, NY | SARATOGA SPRINGS, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 2, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• P••••••• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• P••••••• I••••••••• M•••••••••	Independent wealth	May 12, 2025	n/a	yes	SARATOGA SPRINGS, NY\|Shelter Island, NY	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	May 16, 2024	Mar 26, 2025	no	SHELTER ISLAND, NY\|MELVILLE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	Q••••• P••••••• I••••••••• M•••••••••	Mar 26, 2025	May 12, 2025	47	Firm change	Ibd to RIA
O••••••••• • C•• I•••	M•• I•••••••• S•••••••• L••	Oct 13, 2023	May 16, 2024

Relationships

Registered with (4)

→ Q••••• P••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
May 12, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 16, 2024 to Mar 26, 2025factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Oct 20, 2021 to Oct 13, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
26 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
13 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 2, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.