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Advisor at PRIVATE ADVISOR GROUP, LLC
Englewood, FL | MORRISTOWN, NJ | St Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Sep 30, 2016 | n/a | yes | MORRISTOWN, NJ|Englewood, FL|St Louis, MO | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Nov 5, 2007 | Sep 30, 2016 | no | TUCSON, AZ|CLAYTON, MO|El Segundo, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Aug 8, 2003 | Nov 5, 2007 | no | CLAYTON, MO | Previous registration |
| USA FINANCIAL SECURITIES LLC | Independent wealth | Oct 8, 2002 | Jul 8, 2003 | no | CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | PRIVATE ADVISOR GROUP, LLC | Sep 30, 2016 | Sep 30, 2016 | 0 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Nov 5, 2007 | Nov 5, 2007 | 0 | Firm change | Other |
| USA FINANCIAL SECURITIES LLC | SECURITIES AMERICA ADVISORS, INC. | Jul 8, 2003 | Aug 8, 2003 | 31 | Firm change | Other |