DFX Intelligence

R•••••• H••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

R•••••• H••••• H••••••

Advisor at C•••••••• C•••••• A•••••••• L••

ROCK HILL, SC

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Search this name across graphsid dfx:ria:910ac0fa-385b-2753-f9a4-1cb82ebfa0a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Nov 3, 2023	n/a	yes	ROCK HILL, SC	Current employment
C•••••••• C•••••• A•••••••• L••	State registered	Mar 2, 2023	n/a	yes	ROCK HILL, SC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	C•••••••• C•••••• A•••••••• L••	Nov 3, 2023	Mar 2, 2023	-246	Firm change after gap	Ibd to state RIA

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ C•••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 2, 2023 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Feb 26, 2010 to Nov 3, 2023factForm ADV

Dated events

Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:910ac0fa-385b-2753-f9a4-1cb82ebfa0a7
First observed: Feb 26, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.