DFX Intelligence

J••• R••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

J••• R••• M••••••••

Advisor at A••••••• W••••• A•••••••• L••

SCRANTON, PA

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Search this name across graphsid dfx:ria:9111089d-d251-ce57-f0e6-0bf47ba9410a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••• L••	Independent wealth	Oct 13, 2019	n/a	yes	SCRANTON, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Nov 6, 2019	no	SCRANTON, PA\|SCRANTON, PA\|SCRANTON, PA\|SCRANTON, PA\|Covington Township, PA\|TUNKHANNOCK, PA\|WYALUSING, PA\|JESSUP, PA\|OLYPHANT, PA\|JERMYN, PA\|CARBONDALE, PA\|TOWANDA, PA\|MONTROSE, PA\|MESHOPPEN, PA\|WILKES BARRE, PA\|WILKES BARRE, PA\|WILKES BARRE, PA\|TOWANDA, PA\|SCRANTON, PA\|MONTROSE, PA\|MESHOPPEN, PA\|WYALUSING, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••• W••••• A•••••••• L••	Nov 6, 2019	Oct 13, 2019	-24	Firm change	Ibd to RIA
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 16, 2018	Feb 14, 2018

Relationships

Registered with (5)

→ A••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 13, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Nov 6, 2019factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 31, 2011 to Feb 16, 2018factForm ADV
→ S••••••• I••••••••• A••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9111089d-d251-ce57-f0e6-0bf47ba9410a
First observed: Jun 17, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.