DFX Intelligence

K•••••• T••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

K•••••• T••••• S••••

Advisor at P••••••• A•••••••• L••

DAYTON, OH | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:911bbf25-fcd7-b78c-6b8c-44e7671de028

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Feb 27, 2024	n/a	yes	SAN FRANCISCO, CA\|DAYTON, OH	Current employment
M••••••• C••••• W••••• S•••••••• I•••	Independent wealth	Sep 10, 2020	Apr 7, 2024	no	WHEELING, WV\|Miamisburg, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C••••• W••••• S•••••••• I•••	P••••••• A•••••••• L••	Apr 7, 2024	Feb 27, 2024	-40	Firm change after gap	RIA to RIA
L••••••• F•••••••• G••••• I•••	M••••••• C••••• W••••• S•••••••• I•••	Dec 1, 2020	Sep 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
121376:135184:OH:2020-12-01	Dec 1, 2020	Sep 10, 2020	DAYTON, OH	Firm change after gap

Relationships

Registered with (3)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 27, 2024 to presentfactForm ADV
→ M••••••• C••••• W••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 10, 2020 to Apr 7, 2024factForm ADV
→ L••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Oct 7, 2014 to Dec 1, 2020factForm ADV

Dated events

Occurred
Apr 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:911bbf25-fcd7-b78c-6b8c-44e7671de028
First observed: Oct 7, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.