DFX Intelligence

M•••••• A••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M•••••• A••• T••••••••

Advisor at M••••••••• W••••• M••••••••• L••

SARATOGA SPRINGS, NY

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Search this name across graphsid dfx:ria:912155e6-0500-9952-536f-51c8108240ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• W••••• M••••••••• L••	Independent wealth	May 9, 2021	n/a	yes	SARATOGA SPRINGS, NY	Current employment
P•• A••••••• S•••••••• L••	Independent wealth	Jan 31, 2007	Jan 30, 2015	no	ALBANY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A••••••• S•••••••• L••	M••••••••• W••••• M••••••••• L••	Jan 30, 2015	May 9, 2021	2,291	Firm change after gap	Other
E•••• N••••••• S••••••••• I•••	P•• A••••••• S•••••••• L••	Jun 2, 2003	Jan 31, 2007

Relationships

Registered with (4)

→ M••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 9, 2021 to presentfactForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 31, 2007 to Jan 30, 2015factForm ADV
→ E•••• N••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2003 to Jun 2, 2003factForm ADV
→ Q•••• • R•••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:912155e6-0500-9952-536f-51c8108240ea
First observed: Nov 25, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.