DFX Intelligence

J•• K••••••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

J•• K••••••••• J•••••

Advisor at B•••• A•••••••

BALTIMORE, MD | Chapel Hill, NC

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Search this name across graphsid dfx:ria:912a1d2b-a351-7885-814e-575fd8f8cc7c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• A•••••••	Mixed wealth	Sep 15, 2016	n/a	yes	Chapel Hill, NC\|BALTIMORE, MD	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Aug 16, 2016	no	RALEIGH, NC\|CHAPEL HILL, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B•••• A•••••••	Aug 16, 2016	Sep 15, 2016	30	Firm change	Other
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (6)

→ B•••• A•••••••Registered adviserregistration: current employment
Sep 15, 2016 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Aug 16, 2016factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Jan 16, 2009 to Jun 1, 2009factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:912a1d2b-a351-7885-814e-575fd8f8cc7c
First observed: Nov 27, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.