RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• K••••••••• J•••••
- B•••• A••••••• mixed wealth currentsince Sep 15, 2016 · Chapel Hill, Nc
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 16, 2016 · Raleigh, Nc
- M••••• S•••••• • C•• L•• unclassifiedJan 16, 2009 to Jun 1, 2009 · Raleigh, Nc
- U•• F•••••••• S••••••• I••• wirehouseAug 6, 2004 to Jan 27, 2009 · Chapel Hill, Nc
- W•••• F•••• A••••••• wirehouseJun 20, 2002 to Aug 12, 2004 · Chapel Hill, Nc
- W••••••• S••••••••• I••• unclassifiedNov 27, 2001 to Jun 20, 2002 · Chapel Hill, Nc
- M••••• S•••••• to B•••• A•••••••left Aug 16, 2016, registered Sep 15, 2016 (30 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Jan 27, 2009, registered Jan 16, 2009 (-11 days) · Other
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Aug 12, 2004, registered Aug 6, 2004 (-6 days) · Wirehouse to wirehouse
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 20, 2002, registered Jun 20, 2002 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address