DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LYNCHBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 28, 2008 | n/a | yes | LYNCHBURG, VA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 3, 2007 | Apr 14, 2008 | no | LYNCHBURG, VA | Previous registration |
| PORTFOLIOS MANAGEMENT COMPANY | n/a | Mar 13, 2002 | Jan 4, 2007 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 14, 2008 | Mar 28, 2008 | -17 | Firm change | Wirehouse to wirehouse |
| PORTFOLIOS MANAGEMENT COMPANY | UBS FINANCIAL SERVICES INC. | Jan 4, 2007 | Jan 3, 2007 | -1 | Firm change | Other |