DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
SCHAUMBURG, IL | PARK RIDGE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | SCHAUMBURG, IL|PARK RIDGE, IL | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Feb 18, 2020 | Sep 5, 2025 | no | Park Ridge, IL|DALLAS, TX|Park Ridge, IL | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 12, 2017 | Feb 21, 2020 | no | PARK RIDGE, IL | Previous registration |
| SIGNATURE FINANCIAL SERVICES, LTD | Independent wealth | May 13, 2003 | Dec 15, 2003 | no | ARLINGTON HEIGHTS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | AVANTAX ADVISORY SERVICES | Feb 21, 2020 | Feb 18, 2020 | -3 | Firm change | Ibd to ibd |
| SIGNATURE FINANCIAL SERVICES, LTD | CETERA INVESTMENT ADVISERS LLC | Dec 15, 2003 | May 12, 2017 | 4,897 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:104556:IL:2020-02-21 | Feb 21, 2020 | Feb 18, 2020 | PARK RIDGE, IL | Firm change |