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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SIGNATURE FINANCIAL SERVICES, LTD

CRD 123729

ARLINGTON HEIGHTS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2658c8b-ec2e-621f-4d7f-ad9898903544

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 3
On other graphs: 0
Observed: Mar 6, 2012 to Jul 2, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=12.0
Regulatory AUM: $274MItem 5.F on the latest filing (2026-07-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $241M
Private client RAUM: $238MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $22.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 12
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 506
Individual clients: 260
High net worth clients: 76
SEC number: 801-64258
CRD: 123729
Filings on the tape: 28
First filed: Mar 6, 2012
Latest filed: Jul 2, 2026
Organised: Corporation, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRADLEY KENT WALTON	Certified Financial Planner\|Personal Financial Specialist	ARLINGTON HEIGHTS, IL	27	39	n/a	yes
MICHAEL MURRAY APPLEBAUM	n/a	NORTHBROOK, IL	26	35	n/a	yes
RICHARD CLARK THOMAS	n/a	Noblesville, IN	25	31	1	yes
SUSAN LYNN SZALCZYNSKI	Certified Financial Planner	Chicago, IL	25	36	n/a	yes
LINDA SUE FOLTOS-MAHLER	n/a	Batavia, IL	25	39	n/a	yes
MARVIN REINGLASS	Certified Financial Planner\|Personal Financial Specialist	Arlington Heights, IL \| ARLINGTON HEIGHTS, IL	25	26	n/a	yes
THOMAS LAMBERT BRODERICK	n/a	EVERGREEN PARK, IL	25	40	n/a	yes
TERESA LYNN MITCHELL	Certified Financial Planner	ARLINGTON HEIGHTS, IL \| ALTAMONT, IL	24	29	n/a	yes
DAVID MITCHELL MARLETT	n/a	Springfield, IL \| ARLINGTON HEIGHTS, IL	19	39	2	yes
TIMOTHY MELVIN OLMSTEAD	n/a	ARLINGTON HIGHTS, IL	16	35	n/a	yes
MATTHEW A MOULTON	Certified Financial Planner\|Chartered Financial Analyst	ARLINGTON HEIGHTS, IL	7	12	n/a	yes
KYLE B TUCKER	Certified Financial Planner	ARLINGTON HEIGHTS, IL	3	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OLMSTEAD, TIMOTHY, MELVIN	SECRETARY TREASURER/ CHIEF COMPLIANCE OFFICER	Na	yes	02/2004	Mar 6, 2012	Mar 18, 2024
WALTON, BRADLEY, KENT	President	E	yes	01/2003	Mar 6, 2012	Mar 18, 2024
WALTON, BRADLEY, KENT	President	Na	yes	12/1988	Mar 6, 2012	Mar 18, 2024
SIGNATURE ADVISOR GROUP	Shareholder	E	no	01/2003	Mar 6, 2012	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SIGNATURE BROKERAGE SERVICES, LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Altamont	IL	United States	1	no
Chicago	IL	United States	1	no
Deerfield	IL	United States	1	no
Northbrook	IL	United States	1	no
Springfield	IL	United States	1	no
WILLOW BROOK	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$274M	$241M	12	12	7	n/a	n/a
2024	Mar 5, 2025	$227M	$193M	12	12	7	n/a	n/a
2023	Mar 18, 2024	$202M	$183M	14	14	9	n/a	n/a
2022	Mar 30, 2023	$178M	$163M	19	14	15	n/a	n/a
2021	Mar 29, 2022	$216M	$197M	19	19	15	n/a	n/a
2020	Mar 30, 2021	$171M	$158M	21	20	16	n/a	n/a
2019	Mar 30, 2020	$142M	$142M	21	21	18	n/a	n/a
2018	Mar 31, 2019	$178M	$178M	22	22	22	n/a	n/a
2017	Mar 19, 2018	$176M	$175M	25	25	22	n/a	n/a
2016	Mar 23, 2017	$134M	$133M	31	29	n/a	n/a	n/a
2015	Feb 25, 2016	$192M	$191M	31	29	n/a	n/a	n/a
2014	Feb 24, 2015	$193M	$193M	31	29	n/a	n/a	n/a
2013	Mar 21, 2014	$137M	$137M	31	28	n/a	n/a	n/a
2012	Mar 26, 2013	$116M	$116M	31	28	n/a	n/a	n/a
2011	Mar 6, 2012	$105M	$105M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$274M	$227M	20.7%	$178M	15.4%	12	12	7	7

Relationships

Registered with (17)

← KYLE B TUCKERAdvisorregistration: current employment
Apr 19, 2023 to presentfactForm ADV
← MATTHEW A MOULTONAdvisorregistration: current employment
May 15, 2019 to presentfactForm ADV
← TIMOTHY MELVIN OLMSTEADAdvisorregistration: current employment
Sep 7, 2010 to presentfactForm ADV
← DAVID MITCHELL MARLETTAdvisorregistration: current employment
Jan 12, 2007 to presentfactForm ADV
← TERESA LYNN MITCHELLAdvisorregistration: current employment
Apr 1, 2002 to presentfactForm ADV
← RICHARD CLARK THOMASAdvisorregistration: current employment
Mar 19, 2001 to presentfactForm ADV
← SUSAN LYNN SZALCZYNSKIAdvisorregistration: current employment
Mar 19, 2001 to presentfactForm ADV
← LINDA SUE FOLTOS-MAHLERAdvisorregistration: current employment
Mar 19, 2001 to presentfactForm ADV
← MARVIN REINGLASSAdvisorregistration: current employment
Mar 19, 2001 to presentfactForm ADV
← THOMAS LAMBERT BRODERICKAdvisorregistration: current employment
Mar 19, 2001 to presentfactForm ADV
← MICHAEL MURRAY APPLEBAUMAdvisorregistration: current employment
Oct 1, 1999 to presentfactForm ADV
← BRADLEY KENT WALTONAdvisorregistration: current employment
Nov 10, 1998 to presentfactForm ADV
← BRADLEY JAMES KMETZAdvisorregistration: previous registration
Jan 12, 2015 to Oct 31, 2024factForm ADV
← DONNA JEAN GORDONAdvisorregistration: previous registration
Jan 24, 2012 to Sep 6, 2019factForm ADV
← JASON ALYN BROOKSAdvisorregistration: previous registration
Aug 7, 2003 to Jul 26, 2019factForm ADV
← ROBERT JOHN ACHILLEAdvisorregistration: previous registration
Apr 1, 2002 to Apr 25, 2016factForm ADV
← Susan Marie HuizingaAdvisorregistration: previous registration
May 13, 2003 to Dec 15, 2003factForm ADV

Controls (2)

← OLMSTEAD, TIMOTHY, MELVINOwnerSECRETARY TREASURER/ CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 6, 2012 to Mar 18, 2024factForm ADV
← WALTON, BRADLEY, KENTOwnerPRESIDENT, ownership code E, individual
Mar 6, 2012 to Mar 18, 2024factForm ADV

Owns (1)

← SIGNATURE ADVISOR GROUPOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 6, 2012 to Mar 18, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 31, 2024
Advisor changed firm
Bradley James Kmetz left Signature Financial Services, Ltd for Ausdal Financial Partners, Inc. (registered 2024-10-31)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person left
Albert Charles Landers (Vice President) no longer on Schedule A of Signature Financial Services, Ltd (listed 2020-11-30, absent 2021-03-30)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 18, 2024
Signature Financial Services, Ltd reported 9 offices beyond its principal office, down from 15 (2024-01-04 to 2024-03-18)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2658c8b-ec2e-621f-4d7f-ad9898903544
First observed: Mar 6, 2012
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIGNATURE FINANCIAL SERVICES, LTD

CRD 123729

ARLINGTON HEIGHTS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2658c8b-ec2e-621f-4d7f-ad9898903544

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRADLEY KENT WALTON

Certified Financial Planner|Personal Financial Specialist

ARLINGTON HEIGHTS, IL

n/a

yes

MICHAEL MURRAY APPLEBAUM

n/a

NORTHBROOK, IL

n/a

yes

RICHARD CLARK THOMAS

n/a

Noblesville, IN

yes

SUSAN LYNN SZALCZYNSKI

Certified Financial Planner

Chicago, IL

n/a

yes

LINDA SUE FOLTOS-MAHLER

n/a

Batavia, IL

n/a

yes

MARVIN REINGLASS

Certified Financial Planner|Personal Financial Specialist

Arlington Heights, IL | ARLINGTON HEIGHTS, IL

n/a

yes

THOMAS LAMBERT BRODERICK

n/a

EVERGREEN PARK, IL

n/a

yes

TERESA LYNN MITCHELL

Certified Financial Planner

ARLINGTON HEIGHTS, IL | ALTAMONT, IL

n/a

yes

DAVID MITCHELL MARLETT

n/a

Springfield, IL | ARLINGTON HEIGHTS, IL

yes

TIMOTHY MELVIN OLMSTEAD

n/a

ARLINGTON HIGHTS, IL

n/a

yes

MATTHEW A MOULTON

Certified Financial Planner|Chartered Financial Analyst

ARLINGTON HEIGHTS, IL

n/a

yes

KYLE B TUCKER

Certified Financial Planner

ARLINGTON HEIGHTS, IL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OLMSTEAD, TIMOTHY, MELVIN

SECRETARY TREASURER/ CHIEF COMPLIANCE OFFICER

yes

02/2004

Mar 6, 2012

Mar 18, 2024

WALTON, BRADLEY, KENT

President

yes

01/2003

Mar 6, 2012

Mar 18, 2024

WALTON, BRADLEY, KENT

President

yes

12/1988

Mar 6, 2012

Mar 18, 2024

SIGNATURE ADVISOR GROUP

Shareholder

01/2003

Mar 6, 2012

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SIGNATURE BROKERAGE SERVICES, LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Altamont

United States

Chicago

United States

Deerfield

United States

Northbrook

United States

Springfield

United States

WILLOW BROOK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$274M

$241M

n/a

2024

Mar 5, 2025

$227M

$193M

n/a

2023

Mar 18, 2024

$202M

$183M

n/a

2022

Mar 30, 2023

$178M

$163M

n/a

2021

Mar 29, 2022

$216M

$197M

n/a

2020

Mar 30, 2021

$171M

$158M

n/a

2019

Mar 30, 2020

$142M

n/a

2018

Mar 31, 2019

$178M

n/a

2017

Mar 19, 2018

$176M

$175M

n/a

2016

Mar 23, 2017

$134M

$133M

n/a

2015

Feb 25, 2016

$192M

$191M

n/a

2014

Feb 24, 2015

$193M

n/a

2013

Mar 21, 2014

$137M

n/a

2012

Mar 26, 2013

$116M

n/a

2011

Mar 6, 2012

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$274M

$227M

20.7%

$178M

15.4%