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Advisor at BAKER & COMPANY ADVISORY GROUP INC
DECATUR, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAKER & COMPANY ADVISORY GROUP INC | State registered | Sep 22, 1997 | n/a | yes | DECATUR, IL | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Sep 4, 2018 | no | CHESTERFIELD, MO|DECATUR, IL | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Apr 19, 2011 | Jul 2, 2012 | no | DECATUR, IL|SAN DIEGO, CA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | May 13, 2004 | Apr 21, 2011 | no | DECATUR, IL|SPRINGFIELD, IL | Previous registration |
| BAKER & COMPANY ADVISORY GROUP INC | State registered | Sep 22, 1997 | Dec 31, 2002 | no | DECATUR, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | n/a | Sep 4, 2018 | n/a | n/a | Departure no registered destination | Departure |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| NEXT FINANCIAL GROUP, INC. | FIRST ALLIED SECURITIES, INC. | Apr 21, 2011 | Apr 19, 2011 | -2 | Firm change | Other |