DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tim Lee Baker
Feed of 09/14/2026
Also filed as None None
At current firm
28 y
since Sep 22, 1997
In the industry
43 y
since Aug 1, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Baker & Company Advisory Group Inc state registered currentsince Sep 22, 1997 · Decatur, Il
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Sep 4, 2018 · Chesterfield, Mo
- First Allied Securities, Inc. formerApr 19, 2011 to Jul 2, 2012 · Decatur, Il
- Next Financial Group, Inc. formerMay 13, 2004 to Apr 21, 2011 · Decatur, Il
- Baker & Company Advisory Group Inc state registeredSep 22, 1997 to Dec 31, 2002 · Decatur, Il
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to no registered destinationleft Sep 4, 2018 · Departure, no registered destination
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- Next Financial Group, Inc. to First Allied Securities, Inc.left Apr 21, 2011, registered Apr 19, 2011 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address