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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

THOMAS FRANCIS HYNES

Advisor at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CHICAGO, IL

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Search this name across graphsid dfx:ria:91340c6c-1fe9-0f5e-1478-b515fcd5d422

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 3, 1992
First registration: Jul 6, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2265625

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	Mixed wealth	Nov 10, 2010	n/a	yes	CHICAGO, IL	Current employment
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.	No RAUM reported	Jul 5, 2022	Dec 31, 2025	no	CHICAGO, IL	Previous registration
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.	Asset manager	Nov 9, 2017	Jul 18, 2018	no	CHICAGO, IL	Previous registration
MESIROW ADVANCED STRATEGIES INC	Former SEC adviser	Nov 9, 2017	Jul 18, 2018	no	CHICAGO, IL	Previous registration
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.	Asset manager	Jul 6, 2004	Dec 31, 2010	no	CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.	n/a	Dec 31, 2025	n/a	n/a	Departure no registered destination	Departure
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.	MESIROW ADVANCED STRATEGIES INC	Jul 18, 2018	Nov 9, 2017	-251	Firm change after gap	Other
MESIROW ADVANCED STRATEGIES INC	MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.	Jul 18, 2018	Nov 9, 2017	-251	Channel change	Other
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	Dec 31, 2010	Nov 10, 2010	-51	Firm change after gap	Other

Relationships

Registered with (4)

→ MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.Registered adviserregistration: current employment
Nov 10, 2010 to presentfactForm ADV
→ MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 5, 2022 to Dec 31, 2025factForm ADV
→ MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.Registered adviserregistration: previous registration
Nov 9, 2017 to Jul 18, 2018factForm ADV
→ MESIROW ADVANCED STRATEGIES INCRegistered adviserregistration: previous registration
Nov 9, 2017 to Jul 18, 2018factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor departed, no destination yet
Thomas Francis Hynes no longer registered at Mesirow Institutional Investment Management, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago