DFX Intelligence

M•••••• F•••••••• P•••••• E••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M•••••• F•••••••• P•••••• E••••• A•••••••• I•••

CRD 112084

CHICAGO, IL

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Search this name across graphsid dfx:ria:50ea1640-0c00-7311-9ca6-b29367876b7b

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 7
On other graphs: 2
Observed: Mar 26, 2012 to Jun 24, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• F•••••••• P•••••• E••••• A•••••••• I•••

P•••••• equity manager · shared crd

Independent Sponsorsidentity

M•••••• F•••••••• P•••••• E••••• A•••••••• I•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.87 institutional_share=0.13 related_bd=true related_bank=true bd_reps=7.0
Regulatory AUM: $6.9B••• Locked
Discretionary RAUM: $6.9B
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $1.2Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• M••• D•••••	n/a	CHICAGO, IL	21	22	n/a	yes
M••• E••• S••••	n/a	CHICAGO, IL	18	22

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••• F•••••••• P•••••• E••••• F••• V•••• L•••	P•••••• Equity Fund	$830M	Jun 25, 2024	62	Jun 27, 2017	reported	021-77318
M•••••• F•••••••• P•••••• E••••• F••• V••••• L•••	P•••••• Equity Fund	$826M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• N••••••	Director	Na	yes	02/2021	Oct 22, 2018	Jun 25, 2024
H••••• M••• J•• M•••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2021	Apr 14, 2021	Jun 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• F•••••••• I••••••••• M••••••••• I•••	n/a	Mixed wealth	$50B	N	yes	n/a
M•••••• R••••• I•••	n/a	Asset manager	$2.6B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$6.9B	$6.7B	3.2%	$6.4B	2.7%	19	20	0	0

Relationships

Affiliated with (9)

← M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ M•••••• A••••••• S••••••••• I••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV
→ M•••••• I••••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Jun 25, 2024
Control person left
Evan Marc Sacks (Chairman) no longer on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I••• (listed 2023-07-31, absent 2024-06-25)
Form ADVobserved 7 days ago
Occurred
Jul 31, 2023
Control person left
Edward Thomas Galuhn (President) no longer on Schedule A of M•••••• F•••••••• P•••••• E••••• A•••••••• I••• (listed 2023-06-28, absent 2023-07-31)
Form ADVobserved 7 days ago
Occurred
Jun 25, 2021
Regulatory AUM changed
M•••••• F•••••••• P•••••• E••••• A•••••••• I••• reported RAUM $6.4B, up 41% from $4.5B (2021-04-14 to 2021-06-25)
Form ADVobserved 7 days ago
$1.9B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50ea1640-0c00-7311-9ca6-b29367876b7b
First observed: Mar 26, 2012
Last observed: Jun 24, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.