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Advisor at LPL FINANCIAL LLC
WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 30, 2021 | n/a | yes | WEST HARTFORD, CT | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 19, 2019 | Sep 30, 2021 | no | EAST HARFORD, CT | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Oct 11, 2012 | Jun 25, 2019 | no | EAST HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Sep 30, 2021 | Sep 30, 2021 | 0 | Firm change | Ibd to ibd |
| FORESTERS ADVISORY SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Jun 25, 2019 | Jun 19, 2019 | -6 | Bulk transfer | Ibd to ibd |