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Registered advisor
C••••• W••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••• W••••••
At current firm
4 y
since Sep 30, 2021
In the industry
29 y
since Jun 1, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 30, 2021 · West Hartford, Ct
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 19, 2019 to Sep 30, 2021 · East Harford, Ct
- F•••••••• A••••••• S•••••••• L•• formerOct 11, 2012 to Jun 25, 2019 · East Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Sep 30, 2021, registered Sep 30, 2021 (0 days) · Affiliated broker-dealer or bank to another
- F•••••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 25, 2019, registered Jun 19, 2019 (-6 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address