DFX Intelligence

R•••• R•••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

R•••• R•••• H••••••••

Advisor at V•• C•••••• W••••• M••••••••• L••

MINNEAPOLIS, MN | League City, TX

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Search this name across graphsid dfx:ria:9138785d-4ad8-817d-6dd7-cd02080b3f16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•• C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•• C•••••• W••••• M••••••••• L••	Independent wealth	May 11, 2026	n/a	yes	League City, TX\|MINNEAPOLIS, MN	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 4, 2023	Feb 5, 2026	no	HOUSTON, TX\|HOUSTON, TX\|TARPON SPRINGS, FL\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	V•• C•••••• W••••• M••••••••• L••	Feb 5, 2026	May 11, 2026	95	Firm change	Wirehouse to RIA
F•••• I••••••••• S•••••••	W•••• F•••• A•••••••	Mar 27, 2023	Aug 4, 2023

Relationships

Registered with (3)

→ V•• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 4, 2023 to Feb 5, 2026factForm ADV
→ F•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Jan 27, 2022 to Mar 27, 2023factForm ADV

Dated events

Occurred
Feb 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9138785d-4ad8-817d-6dd7-cd02080b3f16
First observed: Dec 6, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.