L•••• K•••

Advisor at P•••••••• A•••• M•••••••••

Des Moines, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:913db92f-9a9d-1117-f603-42a93b84b3eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 9, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	Aug 3, 2026	n/a	yes	Des Moines, IA	Current employment
C•••••• C••••• G••••• I•••	No RAUM reported	Aug 19, 2025	Jul 14, 2026	no	CARMEL, IN\|Indianapolis, IN\|SAN ANTONIO, TX\|Indianapolis, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••• G••••• I•••	P•••••••• A•••• M•••••••••	Jul 14, 2026	Aug 3, 2026	20	Firm change	Other
H•••••• I••••••••• I•••	C•••••• C••••• G••••• I•••	Jul 22, 2025	Aug 19, 2025

Relationships

Registered with (4)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
Aug 19, 2025 to Jul 14, 2026factForm ADV
→ H•••••• I••••••••• I•••Registered adviserregistration: previous registration
May 2, 2022 to Jul 22, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:913db92f-9a9d-1117-f603-42a93b84b3eb
First observed: Nov 9, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.