DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lucas Kane
Feed of 09/14/2026
Also filed as Lucas Roland Kane
At current firm
0 y
since Aug 3, 2026
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Principal Asset Management other currentsince Aug 3, 2026 · Des Moines, Ia
- Capital Client Group, Inc. no RAUMAug 19, 2025 to Jul 14, 2026 · Carmel, In
- Harbour Investments, Inc. independent RIAMay 2, 2022 to Jul 22, 2025 · West Des Moines, Ia
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 9, 2021 to Apr 29, 2022 · Fairfield, Ia
Moves
a registration end followed by a registration begin elsewhere
- Capital Client Group, Inc. to Principal Asset Managementleft Jul 14, 2026, registered Aug 3, 2026 (20 days) · Other
- Harbour Investments, Inc. to Capital Client Group, Inc.left Jul 22, 2025, registered Aug 19, 2025 (28 days) · Other
- Cambridge Investment Research Advisors, Inc. to Harbour Investments, Inc.left Apr 29, 2022, registered May 2, 2022 (3 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Lucas Kane left Capital Client Group, Inc. for Principal Asset Management (registered 2026-08-03)Jul 14, 2026 · Advisor changed firm · fact
- Lucas Kane left Harbour Investments, Inc. for Capital Client Group, Inc. (registered 2025-08-19)Jul 22, 2025 · Advisor changed firm · fact
- Lucas Kane left Cambridge Investment Research Advisors, Inc. for Harbour Investments, Inc. (registered 2022-05-02)Apr 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address