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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MCCARTHY WEALTH & TAX ADVISORS

WEALTH ADVISORS, LLC, CRD 135875

SPRINGBORO, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91410bd7-d041-fd75-ad84-a43581a75a6b

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 1, 2024 to Feb 17, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $202MItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $202M
Private client RAUM: $202MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $67.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 848
Individual clients: 221
High net worth clients: 51
Custody, client assets: $43.0M
SEC number: 801-130395
CRD: 135875
Filings on the tape: 3
First filed: May 1, 2024
Latest filed: Feb 17, 2026
Organised: Limited Liability Company, OH
Website: mccarthywealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEREMIAH FRANK MCCARTHY	Certified Financial Planner	SPRINGBORO, OH	21	26	2	no
CHRISTIAN A. GILBERT	Certified Financial Planner	SPRINGBORO, OH	18	20	n/a	no
JESSICA SARCYK MARRINAN	n/a	SPRINGBORO, OH	2	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCARTHY, JEREMIAH, FRANK	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	06/2004	May 1, 2024	May 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MCCARTHY TAX SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$202M	$202M	4	3	0	n/a	n/a
2024	Feb 10, 2025	$153M	$153M	4	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$202M	$153M	32.1%	n/a	n/a	4	4	0	0

Relationships

Registered with (3)

← JESSICA SARCYK MARRINANAdvisorregistration: current employment
Feb 14, 2024 to presentfactForm ADV
← CHRISTIAN A. GILBERTAdvisorregistration: current employment
Feb 21, 2008 to presentfactForm ADV
← JEREMIAH FRANK MCCARTHYAdvisorregistration: current employment
Jul 18, 2005 to presentfactForm ADV

Controls (1)

← MCCARTHY, JEREMIAH, FRANKOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 1, 2024 to May 1, 2024factForm ADV

Dated events

Occurred
May 1, 2024
First Form ADV filing
Mccarthy Wealth & Tax Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91410bd7-d041-fd75-ad84-a43581a75a6b
First observed: May 1, 2024
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCCARTHY WEALTH & TAX ADVISORS

WEALTH ADVISORS, LLC, CRD 135875

SPRINGBORO, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91410bd7-d041-fd75-ad84-a43581a75a6b

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEREMIAH FRANK MCCARTHY

Certified Financial Planner

SPRINGBORO, OH

CHRISTIAN A. GILBERT

Certified Financial Planner

SPRINGBORO, OH

n/a

JESSICA SARCYK MARRINAN

n/a

SPRINGBORO, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCARTHY, JEREMIAH, FRANK

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

06/2004

May 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MCCARTHY TAX SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$202M

n/a

2024

Feb 10, 2025

$153M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$202M

$153M

32.1%

n/a