DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | ANNAPOLIS, MD|SAN DIEGO, CA|Annapolis, MD | Current employment |
| I••••••••• A••••••• G•••• C••• | Former SEC adviser | Feb 14, 2006 | Oct 20, 2011 | no | COLUMBIA, MD|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | I••••••••• A••••••• G•••• C••• | May 16, 2024 | Feb 14, 2006 | -6,666 | Firm change after gap | Other |
| I••••••••• A••••••• G•••• C••• | L•• F•••••••• L•• | Oct 20, 2011 | Jan 1, 2025 |
| O•••• F•• I••• | Former SEC adviser | Jan 4, 2006 | May 16, 2024 | no | WHITE MARSH, MD|ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 8, 1999 | Jan 4, 2006 | no | ANNAPOLIS, MD | Previous registration |
| 4,822 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | O•••• F•• I••• | Jan 4, 2006 | Jan 4, 2006 | 0 | Firm change | Other |