DFX Intelligence

N•••••••• I•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

N•••••••• I•••••••• L••

CRD 161406

DENVER, CO

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 38
On other graphs: 2
Observed: Feb 21, 2012 to Mar 31, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

N•••••••• I•••••••• L••

Private credit manager · same CRD, same SEC file number

Real Estate Fundsidentity

N•••••••• I•••••••• L••

Real estate fund manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $9.0B••• Locked
Discretionary RAUM: $8.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 107
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•••••••• R••• E••••• P••••••• L•	Real Estate Fund	$1.8B	Mar 31, 2026	129	Feb 21, 2012	reported	021-108756
N•••••••• R••• E••••• P••••••• T• L•	Real Estate Fund	$1.8B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• J•••••• C••••••••	SENIOR MANAGING DIRECTOR	Na	yes	06/2012	Mar 25, 2013	Mar 29, 2024
C••••••• E•••• R•••	MANAGING DIRECTOR	Na	yes	01/2020	Mar 30, 2020	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••••• C••••• A•• G• I• L•	n/a	n/a	n/a	N	yes	n/a
N•••••••• C••••• A•• G• L•	n/a	n/a	n/a	N	yes	n/a
N•••••••• C•••••••• G• L•	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	19	no
London	n/a	United Kingdom	11	no
SANTA MONICA	CA	United States	3	no
Manchester	n/a	United Kingdom	2	no
READING, BERKSHIRE	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.0B	$11B	-15.3%	$12B	-8.6%	107	117	8	8

Relationships

Advises (44)

→ N•••••••• R••• E••••• P••••••• E••••• L•Private fundReal Estate Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ N•••••••• R••• E••••• P••••••• L•Private fundReal Estate Fund, IA
Feb 21, 2012 to presentfactForm ADV
→ N• F•••• R••• L••Private fundReal Estate Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ N•••••••• R••• E••••• R••• I•••

Dated events

12 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
31 Mar 2026
Private fund first reported3 events
Private fund first reported: 3 on 31 Mar 2026
$32.8M to $83.3M
- ••• Locked$83.3M
- ••• Locked$34.7M
- ••• Locked$32.8M
Occurred
29 Mar 2024
Control person left2 events
N•••••••• I•••••••• L••: control person left, 2 events, on 29 Mar 2024
- ••• Locked
- ••• Locked
Occurred
31 Mar 2022
Control person left
••• Locked
Form ADV
Occurred
31 Mar 2022
Control person joined
••• Locked
Form ADV
Occurred
31 Mar 2021
Control person left2 events
N•••••••• I•••••••• L••: control person left, 2 events, on 31 Mar 2021
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 21, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•••••••• R••• E••••• C••••••••• T• L•	Real Estate Fund	$177M	Mar 31, 2026	27	Feb 21, 2012	reported	021-108759
N•••••••• R••• E••••• P••••••• 2••• L•	Real Estate Fund	$119M	Mar 31, 2026	3	Mar 25, 2013	reported	021-190813
N•••••••• R••• E••••• P••••••• 2••• L•	Real Estate Fund	$117M	Mar 31, 2026	4	Mar 29, 2019	reported	021-108757
N• 2•• S•••• S••••• R••• L••	Real Estate Fund	$105M	Apr 29, 2020	124	Mar 30, 2016	dropped	021-256754
N•••••••• R••• E••••• D••• S••••••••• I• L•	Real Estate Fund	$103M	Mar 29, 2024	3	Mar 29, 2024	dropped	n/a
N•••••••• U••• R••• E••••• F••• T• L•	Real Estate Fund	$83.3M	Mar 31, 2026	3	Mar 31, 2026	reported	021-521940
N• F•••• R••• L••	Real Estate Fund	$79.2M	Mar 31, 2026	3	Mar 31, 2022	reported	021-386493
N• U••• R••••••• I• ••• 2• L•••••• P•••••••••	Real Estate Fund	$78.9M	Mar 31, 2026	9	Mar 31, 2015	reported	021-229122
B•• U• V• C• R••• L••	Real Estate Fund	$67.9M	Mar 31, 2026	1	Apr 2, 2018	reported	021-302369
N• S•••••••• R••••• H••••••• L••	Real Estate Fund	$63.5M	Nov 3, 2021	131	Mar 31, 2015	dropped	021-17255501
N• 5•• M••••••••• R••• L••	Real Estate Fund	$60.6M	Mar 31, 2026	8	Mar 29, 2024	reported	021-527561
N• H•• R••• L••	Real Estate Fund	$48.5M	Mar 29, 2024	128	Mar 29, 2019	dropped	021-304604
N• D•••• R••• L••	Real Estate Fund	$41.7M	Mar 31, 2026	2	Mar 30, 2020	reported	021-331906
N•••••••• R••• E••••• P••••••• E••••• L•	Real Estate Fund	$40.5M	Mar 31, 2026	7	Mar 30, 2016	reported	021-247760
N•••••••• U••• R••• E••••• F••• L•	Real Estate Fund	$34.7M	Mar 31, 2026	8	Mar 31, 2026	reported	021-521941

All 17 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N•••••••• G• H••••••• L••	GENERAL PARTNER	F	yes	01/2020	Mar 30, 2020	Mar 29, 2024
N• P••••••• L•	Member	E	yes	01/2020	Mar 30, 2020	Mar 29, 2024
P••••••••• M••••••• F••••••	CHIEF OPERATING OFFICER	Na	yes	09/2017	Sep 29, 2017	Mar 29, 2024
R••••••••• J••••• M•••••••	CHIEF FINANCIAL OFFICER	Na	yes	01/2019	Jan 30, 2019	Mar 29, 2024
R•••••••• I••••••••• H••••••• L••	L•••••• PARTNER	F	yes	01/2020	Feb 21, 2012	Mar 29, 2024
T••••••• B••••• A•••••	SENIOR MANAGING DIRECTOR	Na	yes	07/2007	Feb 21, 2012	Mar 29, 2024
V••••••••• S••••• S••••••••	SENIOR MANAGING DIRECTOR	Na	yes	01/2015	Sep 24, 2015	Mar 29, 2024

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$8.4B	$8.4B	43	26	n/a	23	$4.0B
2014	Mar 31, 2015	$5.0B	$5.0B	52	33	n/a	16	$4.1B
2013	Mar 25, 2014	$4.0B	$4.0B	29	20	n/a	6	$2.1B
2012	Mar 25, 2013	$3.0B	$3.0B	27	19	n/a	6	$1.4B