DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Northwood Investors LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 21, 2012 · 29 filings
SEC status approved since Mar 30, 2012
RAUM
$9.0B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
107
27 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
33
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$9.0B as of Mar 31, 2026
Mar 25, 2013$3.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20130 then
Employees (5.A)107 as of Mar 31, 2026
Mar 25, 201327 then
Private funds33 as of Mar 31, 2026
Mar 25, 20136 then
RAUM -15% over the last fiscal year-8.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $272MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.5B94%
- Pension and profit-sharing plans$493M5.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
41 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Northwood Real Estate Partners LP | Real Estate Fund | $2.3B | 115 | Feb 21, 2012 |
| Northwood Real Estate Partners Te LP | Real Estate Fund | $1.8B | 69 | Feb 21, 2012 |
| Nw Residential Reit LLC | Real Estate Fund | $924M | 126 | Mar 31, 2023 |
| Bvk US Vi Master Reit LLC | Real Estate Fund | $452M | 126 | Mar 29, 2019 |
| Domain Northside Holdings LP | Real Estate Fund | $395M | 2 | Mar 30, 2020 |
| Nw Bcp Reit LLC | Real Estate Fund | $373M | 127 | Mar 29, 2019 |
| Nw 5+B Office And Retail Reit LLC | Real Estate Fund | $323M | 132 | Mar 29, 2024 |
| Northwood Real Estate Co-Investors LP | Real Estate Fund | $288M | 28 | Feb 21, 2012 |
| Northwood Real Estate Co-Investors Te LP | Real Estate Fund | $238M | 27 | Feb 21, 2012 |
| Nw Sohoca Reit LLC | Real Estate Fund | $227M | 129 | Mar 31, 2023 |
| Northwood 5+B Coinvest Partners LP | Real Estate Fund | $213M | 5 | Mar 31, 2023 |
| Northwood Real Estate Partners 2012 LP | Real Estate Fund | $155M | 3 | Mar 25, 2013 |
| Nw 5+B Multifamily Reit LLC | Real Estate Fund | $110M | 132 | Mar 29, 2024 |
| Nw 200 Smith Street Reit LLCno longer reported | Real Estate Fund | $105M | 124 | Mar 30, 2016 |
| Northwood Real Estate Debt Securities II LP | Real Estate Fund | $103M | 3 | Mar 29, 2024 |
| Northwood Real Estate Partners 2018 LP | Real Estate Fund | $99.6M | 4 | Mar 29, 2019 |
| Nw Fp-Mm Reit LLC | Real Estate Fund | $98.1M | 128 | Mar 31, 2022 |
| Bvk US Vi Ca Reit LLC | Real Estate Fund | $81.2M | 126 | Apr 2, 2018 |
| Northwood Real Estate Reit Inc. | Real Estate Fund | $80.1M | 126 | Mar 31, 2015 |
| Nw Office Reit Holdings LLC | Real Estate Fund | $78.7M | 129 | Mar 31, 2015 |
| Northwood Real Estate Partners Europe LP | Real Estate Fund | $65.5M | 8 | Mar 30, 2016 |
| Nw U.K. Regional II (No. 2) Limited Partnership | Real Estate Fund | $63.9M | 13 | Mar 31, 2015 |
| Nw Southeast Retail Holdings LLCno longer reported | Real Estate Fund | $63.5M | 131 | Mar 31, 2015 |
| Nw Rad Reit LLC | Real Estate Fund | $58.4M | 129 | Mar 29, 2024 |
| Nw 900 Cp Reit LLC | Real Estate Fund | $55.1M | 130 | Mar 31, 2022 |
| Nw Dc-Az Reit LLC | Real Estate Fund | $54.5M | 127 | Mar 30, 2020 |
| Nw Prospect Hill Reit LLC | Real Estate Fund | $54.4M | 126 | Mar 30, 2016 |
| Nw Hsv Reit LLC | Real Estate Fund | $48.5M | 128 | Mar 29, 2019 |
| Nw 100 Broadway LLC | Real Estate Fund | $27.5M | 123 | Mar 31, 2015 |
| Bvk US Vi Ma Reit LLC | Real Estate Fund | $22.3M | 126 | Apr 2, 2018 |
| Nw Europe Te Feeder LP | Real Estate Fund | $10.0M | 1 | Mar 30, 2016 |
| Nw U.K. Regional II (No. 1) Limited Partnership | Real Estate Fund | $7.2M | 1 | Mar 31, 2015 |
| Nw 230 Congress Street Reit LLC | Real Estate Fund | $5.7M | 126 | Mar 30, 2016 |
| Nw 1180 Aoa Reit LLC | Real Estate Fund | $2.4M | 129 | Mar 30, 2020 |
| Nwsl Investment LLCno longer reported | Real Estate Fund | $1.6M | 218 | Mar 31, 2015 |
| Nw U.K. Regional (No. 2) Limited Partnership | Real Estate Fund | $725,931 | 4 | Mar 31, 2015 |
| Northwood Ny Palace Reit Inc.no longer reported | Real Estate Fund | $358,551 | 277 | Mar 31, 2015 |
| Northwood Palace Coinvest Partners LP | Real Estate Fund | $15,225 | 3 | Feb 21, 2012 |
| Nw Freshfields Reit LLC | Real Estate Fund | $0 | 120 | Mar 31, 2015 |
| Nwwp Reit LLC | Real Estate Fund | $0 | 125 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Christian Jerome Anselme · Senior Managing Directorcontrolsince 06/2012 · owns less than 5%
- Rose Erin Cannata · Managing Directorcontrolsince 01/2020 · owns less than 5%
- Nmn Sonya Chandra · Managing Directorcontrolsince 09/2020 · owns less than 5%
- Scott David Copeland · Managing Directorcontrolsince 06/2021 · owns less than 5%
- Marie Jennifer Davis · Managing Directorcontrolsince 01/2020 · owns less than 5%
- Wronski James Geskey · Managing Directorcontrolsince 01/2019 · owns less than 5%
- Byron Nathan Hagerman · General Counsel And Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
- Zavertnik John Kukral · President/Chief Executive Officercontrolsince 10/2006 · owns less than 5%
- Nmn Olivier Marguin · Managing Directorcontrolsince 01/2019 · owns less than 5%
- Francis Michael Profenius · Chief Operating Officercontrolsince 09/2017 · owns less than 5%
- Meredith Jacob Reingardt · Chief Financial Officercontrolsince 01/2019 · owns less than 5%
- Arnett Brady Thurman · Senior Managing Directorcontrolsince 07/2007 · owns less than 5%
- Sambasiva Shiva Viswanathan · Senior Managing Directorcontrolsince 01/2015 · owns less than 5%
- Zavertnik John Kukral · President/Chief Investment Officercontrolsince 10/2006 · owns 25% to 50% of Riverside Investment Holdings LLC
Entity owners
- Nw Partners LP · Memberdirect · owns 75% or more
- Northwood Gp Holdings LLC · General Partnerindirect · owns F of Nw Partners LP
- Riverside Investment Holdings LLC · Limited Partnerindirect · owns F of Nw Partners LP
Related persons
Schedule D 7.A
- Northwood Canada Aiv Gp II LPpooled vehicle sponsorn
- Northwood Canada Aiv Gp LPpooled vehicle sponsorn
- Northwood Co-Invest Gp LPpooled vehicle sponsorn
- Northwood Gp LLCpooled vehicle sponsorn
- Northwood Gp LPpooled vehicle sponsorn
- Northwood Investors France Asset Management S.A.S.investment advisern
- Northwood Investors International Limitedinvestment advisern
- Northwood Uk Aiv Gp Llppooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY19 employees
- London, United Kingdom11 employees
- Santa Monica, CA3 employees
- Manchester, United Kingdom2 employees
- Reading, Berkshire, United Kingdom2 employees
- Paris, France1 employees
- San Francisco, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 35 to 33Jan 8, 2026 to Mar 31, 2026
- Advisory employees · 30 to 27Jan 8, 2026 to Mar 31, 2026
- Pooled vehicle clients · 32 to 30Jan 8, 2026 to Mar 31, 2026
- Employees · 117 to 107Jan 8, 2026 to Mar 31, 2026
- Private funds · 35 to 33Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $10B to $8.5BJan 8, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $525M to $493MJan 8, 2026 to Mar 31, 2026
- Pension RAUM · $525M to $493MJan 8, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $10B to $8.5BJan 8, 2026 to Mar 31, 2026
- RAUM · $11B to $9.0BJan 8, 2026 to Mar 31, 2026
- Accounts · 33 to 35Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 38 to 30Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 30 to 32Mar 29, 2024 to Mar 31, 2025
- Employees · 125 to 117Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 36 to 35Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $8.3B to $10BMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $556M to $525MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $556M to $525MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $8.3B to $10BMar 29, 2024 to Mar 31, 2025
- RAUM · $8.8B to $11BMar 29, 2024 to Mar 31, 2025
- Accounts · 30 to 33Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 39 to 38Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 27 to 30Mar 31, 2023 to Mar 29, 2024
- Employees · 102 to 125Mar 31, 2023 to Mar 29, 2024
- Private funds · 32 to 36Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $11B to $8.3BMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $655M to $556MMar 31, 2023 to Mar 29, 2024
- Pension RAUM · $655M to $556MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $11B to $8.3BMar 31, 2023 to Mar 29, 2024
- RAUM · $12B to $8.8BMar 31, 2023 to Mar 29, 2024
- Accounts · 29 to 30Jun 7, 2022 to Mar 31, 2023
- Pension plan clients · unset to 3.0Jun 7, 2022 to Mar 31, 2023
- Pooled vehicle clients · 26 to 27Jun 7, 2022 to Mar 31, 2023
- Assets in custody · unset to 0.0Jun 7, 2022 to Mar 31, 2023
- Custody of client assets · false to trueJun 7, 2022 to Mar 31, 2023
- Private funds · 29 to 32Jun 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $11B to $11BJun 7, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $448M to $655MJun 7, 2022 to Mar 31, 2023
- Pension RAUM · $448M to $655MJun 7, 2022 to Mar 31, 2023
Signals
23 dated events
- Michael Florian Schaefer (Senior Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Harris Aaron Weitzen (Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Scott David Copeland (Managing Director) appeared on Schedule A of Northwood Investors LlcMar 31, 2022 · Control person joined · fact
- Michael Daniel Palmieri (Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2021-11-03, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Martin Michael O'Shaughnessy (Senior Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2020-04-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Reid Jordan Kornberg (Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2020-04-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Byron Nathan Hagerman (General Counsel And Chief Compliance Officer) appeared on Schedule A of Northwood Investors LlcApr 29, 2020 · Control person joined · fact
- Marie Jennifer Davis (Managing Director) appeared on Schedule A of Northwood Investors LlcMar 30, 2020 · Control person joined · fact
- Rose Erin Cannata (Managing Director) appeared on Schedule A of Northwood Investors LlcMar 30, 2020 · Control person joined · fact
- L Ronald Marmer (Trustee - John Z. Kukral 1998 Long Term Trust) no longer on Schedule A of Northwood Investors Llc (listed 2019-04-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Bain Karin Kukral (Trustee - John Z. Kukral 1998 Long Term Trust) no longer on Schedule A of Northwood Investors Llc (listed 2019-04-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Whiting Brian Crittendon (Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2019-04-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Whitehouse Marshall Nevins (Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2019-04-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Edward Thomas Mcgrath (Chief Compliance Officer) no longer on Schedule A of Northwood Investors Llc (listed 2019-03-29, absent 2019-04-26)Apr 26, 2019 · Control person left · inference
- Waleed Khaled Kudsi (Senior Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2019-01-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Meredith Jacob Reingardt (Chief Financial Officer) appeared on Schedule A of Northwood Investors LlcJan 30, 2019 · Control person joined · fact
- Wronski James Geskey (Managing Director) appeared on Schedule A of Northwood Investors LlcJan 30, 2019 · Control person joined · fact
- Michael Daniel Palmieri (Managing Director) appeared on Schedule A of Northwood Investors LlcJan 30, 2019 · Control person joined · fact
- Olivier Marguin (Managing Director) appeared on Schedule A of Northwood Investors LlcJan 30, 2019 · Control person joined · fact
- Michael Florian Schaefer (Senior Managing Director) appeared on Schedule A of Northwood Investors LlcJan 30, 2019 · Control person joined · fact
- Mcelwee Ross Cowan (Senior Managing Director) no longer on Schedule A of Northwood Investors Llc (listed 2018-04-30, absent 2019-01-30)Jan 30, 2019 · Control person left · inference
- Heather Paduck (Chief Financial Officer) no longer on Schedule A of Northwood Investors Llc (listed 2018-04-30, absent 2019-01-30)Jan 30, 2019 · Control person left · inference
- Northwood Investors Llc reported RAUM $7.0B, down 39% from $11.4B (2017-09-29 to 2018-04-02)Apr 2, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/northwood-investors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- northwoodregional.co.ukreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-293-7140reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Northwood Investors LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…